DFX Intelligence

V••••••• E• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

V••••••• E• H•••••

Advisor at M••••••• P••••••• S••••••••• L••

BREA, CA

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Search this name across graphsid dfx:ria:27d4f06a-7a31-7898-4b27-fceb37f8589e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• P••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 5, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• P••••••• S••••••••• L••	State registered	Jan 1, 2025	n/a	yes	BREA, CA\|BREA, CA\|BREA, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 6, 2005	Feb 1, 2006	no	FRESNO, CA\|FRESNO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••••• P••••••• S••••••••• L••	Feb 1, 2006	Jan 1, 2025	6,909	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (2)

→ M••••••• P••••••• S••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 6, 2005 to Feb 1, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27d4f06a-7a31-7898-4b27-fceb37f8589e
First observed: Oct 6, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.