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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

MASSIMO PAONE

Advisor at J.P. MORGAN SECURITIES LLC

New York, NY

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Search this name across graphsid dfx:ria:27da9d5d-b7a9-65e1-b59f-4cf985f8d618

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Nov 15, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 14, 2012
First registration: Nov 15, 2012
Dual registered: yes, broker-dealer
Other names: Massimo Paone|Massimo p Aone
IAPD individual key: 6113706

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 27, 2026	n/a	yes	New York, NY	Current employment
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Apr 26, 2022	Feb 20, 2026	no	NEW YORK, NY\|Ramsey, NJ	Previous registration
POPULIST CAPITAL LLC	n/a	Feb 28, 2022	Apr 20, 2022	no	NEW CANAAN, CT	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Apr 22, 2019	Feb 25, 2022	no	KENTWOOD, MI\|New Canaan, CT	Previous registration
ALTRIUS CAPITAL MANAGEMENT, INC.	Independent wealth	Jun 1, 2017	Oct 25, 2018	no	NOVI, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 9, 2014	Jun 15, 2017	no	MERIDEN, CT\|NEW HAVEN, CT\|MERIDEN, CT\|CARY, NC\|CARY, NC\|CARY, NC\|DURHAM, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 15, 2012	Feb 13, 2014	no	NEW HAVEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD PRIVATE CLIENT WEALTH LLC	J.P. MORGAN SECURITIES LLC	Feb 20, 2026	Feb 27, 2026	7	Firm change	Ibd to wirehouse
POPULIST CAPITAL LLC	TD PRIVATE CLIENT WEALTH LLC	Apr 20, 2022	Apr 26, 2022	6	Firm change	Other
REGAL INVESTMENT ADVISORS LLC	POPULIST CAPITAL LLC	Feb 25, 2022	Feb 28, 2022	3	Firm change	Other
ALTRIUS CAPITAL MANAGEMENT, INC.	REGAL INVESTMENT ADVISORS LLC	Oct 25, 2018	Apr 22, 2019	179	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ALTRIUS CAPITAL MANAGEMENT, INC.	Jun 15, 2017	Jun 1, 2017	-14	Firm change	Other

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Apr 26, 2022 to Feb 20, 2026factForm ADV
→ POPULIST CAPITAL LLCRegistered adviserregistration: previous registration
Feb 28, 2022 to Apr 20, 2022factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Apr 22, 2019 to Feb 25, 2022factForm ADV
→ ALTRIUS CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 1, 2017 to Oct 25, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 9, 2014 to Jun 15, 2017factForm ADV

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
Massimo Paone left Td Private Client Wealth Llc for J.P. Morgan Securities Llc (registered 2026-02-27)
Form ADVobserved 5 days ago
Occurred
Apr 20, 2022
Advisor changed firm
Massimo Paone left Populist Capital Llc for Td Private Client Wealth Llc (registered 2022-04-26)
Form ADVobserved 5 days ago
Occurred
Feb 25, 2022
Advisor changed firm
Massimo Paone left Regal Investment Advisors Llc for Populist Capital Llc (registered 2022-02-28)
Form ADVobserved 5 days ago