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Advisor at J.P. MORGAN SECURITIES LLC
CHICAGO, IL | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 27, 2019 | n/a | yes | CHICAGO, IL|NEW YORK, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 1, 2016 | Jun 26, 2019 | no | NORTHBROOK, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 26, 2011 | Jun 16, 2016 | no | Boca Raton, FL|BOCA RATON, FL|MIAMI BEACH, FL | Previous registration |
| B. C. ZIEGLER AND COMPANY | Former SEC adviser | Feb 1, 2010 | Sep 22, 2011 | no | CHICAGO, IL|MILWAUKEE, WI | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 1, 2010 | no | Chicago, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 2, 2006 | Jun 1, 2009 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Jun 26, 2019 | Jun 27, 2019 | 1 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Jun 16, 2016 | Jun 1, 2016 | -15 | Firm change | Wirehouse to wirehouse |
| B. C. ZIEGLER AND COMPANY | MORGAN STANLEY | Sep 22, 2011 | Oct 26, 2011 | 34 | Firm change | Other |
| MORGAN STANLEY | B. C. ZIEGLER AND COMPANY | Feb 1, 2010 | Feb 1, 2010 | 0 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |