DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauren D. Nadler
Feed of 09/15/2026
Also filed as Lauren D Abraham
At current firm
7 y
since Jun 27, 2019
In the industry
20 y
since May 1, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Jun 27, 2019 · Chicago, Il
- UBS Financial Services Inc. wirehouseJun 1, 2016 to Jun 26, 2019 · Northbrook, Il
- Morgan Stanley wirehouseOct 26, 2011 to Jun 16, 2016 · Boca Raton, Fl
- B. C. Ziegler And Company formerFeb 1, 2010 to Sep 22, 2011 · Chicago, Il
- Morgan Stanley wirehouseJun 1, 2009 to Feb 1, 2010 · Chicago, Il
- Citigroup Global Markets Inc. BD affiliatedMay 2, 2006 to Jun 1, 2009 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to J.P. Morgan Securities LLCleft Jun 26, 2019, registered Jun 27, 2019 (1 days) · Wirehouse to wirehouse
- Morgan Stanley to UBS Financial Services Inc.left Jun 16, 2016, registered Jun 1, 2016 (-15 days) · Wirehouse to wirehouse
- B. C. Ziegler And Company to Morgan Stanleyleft Sep 22, 2011, registered Oct 26, 2011 (34 days) · Other
- Morgan Stanley to B. C. Ziegler And Companyleft Feb 1, 2010, registered Feb 1, 2010 (0 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address