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Advisor at MARINER
Benton, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jan 5, 2026 | n/a | yes | Benton, AR | Current employment |
| LEXAURUM ADVISORS | Independent wealth | Oct 14, 2022 | Aug 7, 2023 | no | BENTON, AR|OVERLAND PARK, KS | Previous registration |
| SOWELL MANAGEMENT | Independent wealth | Mar 6, 2017 | Nov 10, 2020 | no | Benton, AR|NORTH LITTLE ROCK, AR | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Sep 2, 2016 | Nov 3, 2016 | no | BENTON, AR|OVERLAND PARK, KS | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Sep 1, 2016 | Mar 6, 2017 | no | BENTON, AR | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Feb 12, 2010 | Sep 1, 2016 | no | OVERLAND PARK, KS|BENTON, AR | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | May 18, 2004 | Feb 18, 2010 | no | BENTON, AR|LITTLE ROCK, AR|ARKADELPHIA, AR|HATTIESBURG, MT|HOT SPRINGS, AR|SAN ANTONIO, TX|LITTLE ROCK, AR|JACKSONVILLE, AR|HEBER SPRINGS, AR|LITTLE ROCK, AR|LITTLE ROCK, AR|BRYANT, AR|HARRISON, AR|GREENWOOD, AR|OZARK, AR|FORT SMITH, AR|BATESVILLE, AR|MOUNTAIN HOME, AR|MAGNOLIA, AR|CAMDEN, AR|WEST HELENA, AR|North Little Rock, AR | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 14, 2001 | May 19, 2004 | no | BENTON, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEXAURUM ADVISORS | Mariner | Aug 7, 2023 | Jan 5, 2026 | 882 | Firm change after gap | RIA to ibd |
| SOWELL MANAGEMENT | LEXAURUM ADVISORS | Nov 10, 2020 | Oct 14, 2022 | 703 | Firm change after gap | RIA to RIA |
| SUMMIT FINANCIAL GROUP INC | VSR ADVISORY SERVICES | Mar 6, 2017 | Sep 2, 2016 | -185 | Channel change | Other |
| VSR ADVISORY SERVICES | SOWELL MANAGEMENT | Nov 3, 2016 | Mar 6, 2017 | 123 | Firm change | Other |
| VSR ADVISORY SERVICES | SUMMIT FINANCIAL GROUP INC | Sep 1, 2016 | Sep 1, 2016 | 0 | Bulk transfer | Other |
| INVESTMENT PROFESSIONALS, INC. | VSR ADVISORY SERVICES | Feb 18, 2010 | Feb 12, 2010 | -6 | Firm change | Other |
| LPL FINANCIAL LLC | INVESTMENT PROFESSIONALS, INC. | May 19, 2004 | May 18, 2004 | -1 | Firm change | Other |