DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Concord, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 11, 2023 | n/a | yes | Concord, NH | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 22, 2015 | May 17, 2023 | no | Concord, NH | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 18, 2013 | May 29, 2015 | no | CONCORD, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 17, 2023 | May 11, 2023 | -6 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | AMERIPRISE FINANCIAL SERVICES, LLC | May 29, 2015 | May 22, 2015 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:149018:NH:2023-05-17 | May 17, 2023 | May 11, 2023 | CONCORD, NH | Firm change |
| 104556:6363:NH:2015-05-29 | May 29, 2015 | May 22, 2015 | CONCORD, NH | Firm change |