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M•••• V•••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

M•••• V•••••• V••••••

Advisor at S••••••••• A•••• M••••••••• L••

WESTLAKE, TX | Belvedere, CA

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Search this name across graphsid dfx:ria:27f43238-c231-2c6e-43b4-62664cab1558

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••• M••••••••• L••	Independent wealth	Jan 2, 2025	n/a	yes	Belvedere, CA\|WESTLAKE, TX	Current employment
R•••••••	Former SEC adviser	Oct 17, 2025	Jan 23, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••	n/a	Jan 23, 2026	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ S••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ R•••••••Registered adviserregistration: previous registration
Oct 17, 2025 to Jan 23, 2026factForm ADV

Dated events

Occurred
Jan 23, 2026
Advisor departed, no destination yet
M•••• V•••••• V•••••• no longer registered at Re-Occur; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27f43238-c231-2c6e-43b4-62664cab1558
First observed: Oct 17, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.