DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Woodbourne Investment Management LLC

Former SEC-registered adviserBoulder, ColoradoCRD 137572SEC 801-65460IAPD
Latest filing Apr 29, 2024
First filing on the tape Apr 23, 2012 · 23 filings
SEC status approved since Jan 24, 2006
RAUM
$5.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$5.1M gross assets
History
23 filings and snapshots on the tape
RAUM$5.1M as of Mar 31, 2024
Apr 23, 2012$88.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2024
Apr 23, 20120 then
Employees (5.A)4 as of Mar 31, 2024
Apr 1, 20135 then
Private funds1 as of Mar 31, 2024
Apr 23, 20123 then
RAUM -95% over the last fiscal year-65% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$5.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-95%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.1M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.1M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$5.1M for 1 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Woodbourne Master Fund Ltdno longer reportedHedge Fund$14.1M2Apr 23, 2012
      Woodbourne Real Estate Securities Fund LPno longer reportedHedge Fund$9.9M57Apr 23, 2012
      Columbia Woodbourne Holdings, LLCHedge Fund$5.1M2Apr 1, 2013
      Woodbourne Securities Fund Ltdno longer reportedHedge Fund$4.1M17Apr 23, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Matthew Terrence Coghlan · Chief Compliance Officercontrol
        since 05/2016 · owns less than 5%
      • G. John Harding · Svp - Asset Managementcontrol
        since 01/2017 · owns less than 5%
      • D. Jeffrey Heyman · Managercontrol
        since 02/2000 · owns less than 5%
      • D. Jeffrey Heyman · Partnercontrol
        since 07/1999 · owns 50% to 75% of Heyman Family Interests Ltd
      • Jane Mcconnell · Partnercontrol
        since 07/1999 · owns 50% to 75% of Heyman Family Interests Ltd
      Entity owners
      • Heyman Family Interests Ltd · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • Woodbourne Canada Partners Advisors II LLC
        pooled vehicle sponsorn
      • Woodbourne Canada Partners Advisors III LLC
        pooled vehicle sponsorn
      • Woodbourne Canada Partners Advisors IV LLC
        pooled vehicle sponsorn
      • Woodbourne Canada Partners V LLC
        pooled vehicle sponsorn
      • Woodbourne Capital Management International LP
        investment advisernRAUM $2.0B
      Advisers that list Woodbourne Investment Management LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $107M to $5.1M
        Apr 29, 2023 to Mar 31, 2024
      • Discretionary RAUM · $107M to $5.1M
        Apr 29, 2023 to Mar 31, 2024
      • Pooled vehicle RAUM · $107M to $5.1M
        Apr 29, 2023 to Mar 31, 2024
      • RAUM · $107M to $5.1M
        Apr 29, 2023 to Mar 31, 2024
      • Assets in custody · $119M to $107M
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $119M to $107M
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $119M to $107M
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $119M to $107M
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $114M to $119M
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $114M to $119M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $114M to $119M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $114M to $119M
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $113M to $114M
        Apr 20, 2020 to Mar 31, 2021
      • Discretionary RAUM · $113M to $114M
        Apr 20, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $113M to $114M
        Apr 20, 2020 to Mar 31, 2021
      • RAUM · $113M to $114M
        Apr 20, 2020 to Mar 31, 2021
      • Assets in custody · $95.4M to $113M
        Mar 29, 2019 to Apr 20, 2020
      • Discretionary RAUM · $95.4M to $113M
        Mar 29, 2019 to Apr 20, 2020
      • Pooled vehicle RAUM · $95.4M to $113M
        Mar 29, 2019 to Apr 20, 2020
      • RAUM · $95.4M to $113M
        Mar 29, 2019 to Apr 20, 2020
      • Assets in custody · $116M to $95.4M
        Apr 2, 2018 to Mar 29, 2019
      • Discretionary RAUM · $116M to $95.4M
        Apr 2, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $116M to $95.4M
        Apr 2, 2018 to Mar 29, 2019
      • RAUM · $116M to $95.4M
        Apr 2, 2018 to Mar 29, 2019
      • Pooled vehicle clients · unset to 1.0
        Mar 31, 2017 to Apr 2, 2018
      • Assets in custody · $108M to $116M
        Mar 31, 2017 to Apr 2, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Apr 2, 2018
      • Discretionary RAUM · $108M to $116M
        Mar 31, 2017 to Apr 2, 2018
      • Pooled vehicle RAUM · unset to 115853000.0
        Mar 31, 2017 to Apr 2, 2018
      • RAUM · $108M to $116M
        Mar 31, 2017 to Apr 2, 2018
      • Assets in custody · $101M to $108M
        May 3, 2016 to Mar 31, 2017
      • Discretionary RAUM · $101M to $108M
        May 3, 2016 to Mar 31, 2017
      • RAUM · $101M to $108M
        May 3, 2016 to Mar 31, 2017
      • Assets in custody · $93.4M to $101M
        Mar 8, 2016 to Mar 30, 2016
      • Employees · 5 to 4
        Mar 8, 2016 to Mar 30, 2016
      • Discretionary RAUM · $94.2M to $101M
        Mar 8, 2016 to Mar 30, 2016
      • RAUM · $94.2M to $101M
        Mar 8, 2016 to Mar 30, 2016
      • Assets in custody · $76.4M to $93.4M
        Mar 27, 2014 to Mar 31, 2015
      • Discretionary RAUM · $77.0M to $94.2M
        Mar 27, 2014 to Mar 31, 2015
      • RAUM · $77.0M to $94.2M
        Mar 27, 2014 to Mar 31, 2015
      Signals
      2 dated events
      • Woodbourne Investment Management Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $5.1M)
        May 2, 2025 · Left the SEC roster · derived
      • Woodbourne Investment Management Llc reported RAUM $5.1M, down 95% from $106.9M (2023-04-29 to 2024-03-31)
        Mar 31, 2024 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026