DFX Intelligence

S•••• D•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

S•••• D•••• S••••

Advisor at L••• W••• P••••••• G•••• L••

S••••SDALE, AZ

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Search this name across graphsid dfx:ria:28023cde-ef5d-b9e0-ff35-f86e5a1a1eed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• W••• P••••••• G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• W••• P••••••• G•••• L••	State registered	Jul 19, 2023	n/a	yes	S••••SDALE, AZ	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	May 30, 2014	Jul 19, 2017	no	S••••SDALE, AZ\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• S•••••••• P••••••• G••••• L••	O• I••••••••• M••••••••• C•	Apr 26, 2024	May 30, 2014	-3,619	Firm change after gap	Other
O• I••••••••• M••••••••• C•	L••• W••• P••••••• G•••• L••	Jul 19, 2017	Jul 19, 2023

Relationships

Registered with (4)

→ L••• W••• P••••••• G•••• L••Registered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ P•••••• S•••••••• P••••••• G••••• L••Registered adviserregistration: previous registration
May 11, 2011 to Apr 26, 2024factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
May 30, 2014 to Jul 19, 2017factForm ADV
→ T•• M••••• P••••••• G••••• I•••

Dated events

Occurred
Apr 26, 2024
Advisor changed firm
S•••• D•••• S•••• left P•••••• S•••••••• P••••••• G••••• L•• for O• I••••••••• M••••••••• C• (registered 2014-05-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28023cde-ef5d-b9e0-ff35-f86e5a1a1eed
First observed: Jul 13, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.