DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Scott David Sorum

Life Wise Planning Group LLCstate registeredScottsdale, AzIA-onlyIAPD 2830862

Feed of 09/14/2026

Also filed as Scott David Sorum

At current firm

3 y

since Jul 19, 2023

In the industry

25 y

since Jul 2, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Life Wise Planning Group LLC state registered current
since Jul 19, 2023 · Scottsdale, Az
On Investment Management Co BD affiliated
May 30, 2014 to Jul 19, 2017 · Scottsdale, Az
Premier Southwest Planning Group, LLC state registered
May 11, 2011 to Apr 26, 2024 · Scottsdale, Az
The Master Planning Group, Inc. unclassified
Nov 19, 2004 to Dec 31, 2011 · Scottsdale, Az
On Investment Management Co BD affiliated
Jul 13, 2004 to Jan 24, 2007 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Premier Southwest Planning Group, LLC to On Investment Management Co
left Apr 26, 2024, registered May 30, 2014 (-3619 days) · Other
On Investment Management Co to Life Wise Planning Group LLC
left Jul 19, 2017, registered Jul 19, 2023 (2191 days) · Other
The Master Planning Group, Inc. to Premier Southwest Planning Group, LLC
left Dec 31, 2011, registered May 11, 2011 (-234 days) · Other
On Investment Management Co to The Master Planning Group, Inc.
left Jan 24, 2007, registered Nov 19, 2004 (-796 days) · Other

Signals

Scott David Sorum left Premier Southwest Planning Group, Llc for On Investment Management Co (registered 2014-05-30)
Apr 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address