DFX Intelligence

T•••• L•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

T•••• L•••• S••••

Advisor at T•••••• P•••• A•••••••• L••

WILTON, CT

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Search this name across graphsid dfx:ria:28103893-eb6b-178e-c3a5-65d0f5f28685

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• P•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• P•••• A•••••••• L••	Independent wealth	May 15, 2018	n/a	yes	WILTON, CT	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 20, 2016	May 30, 2018	no	WESTPORT, CT\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	T•••••• P•••• A•••••••• L••	May 30, 2018	May 15, 2018	-15	Firm change	Ibd to new firm
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Sep 20, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:292182:TX:2018-05-17	May 30, 2018	May 15, 2018	AUSTIN, TX	Firm change

Relationships

Registered with (3)

→ T•••••• P•••• A•••••••• L••Registered adviserregistration: current employment
May 15, 2018 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2016 to May 30, 2018factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2016 to Sep 22, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28103893-eb6b-178e-c3a5-65d0f5f28685
First observed: Sep 20, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.