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T•••••• P•••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

T•••••• P•••• A•••••••• L••

CRD 292182

WILTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b168883d-beb9-631f-1b0c-44b01bad5337

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 16
On other graphs: 0
Observed: Jan 11, 2018 to Mar 6, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=13.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• G••• H•••••	Chartered Financial Consultant	WILTON, CT	8	36	2	yes
T•••• L•••• S••••	n/a	WILTON, CT	8	10

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• G•••••• R•••••	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	Na	yes	12/2023	Mar 6, 2026	Mar 6, 2026
P••• R••• A•••••	MANAGING PARTNER	Na	yes	12/2023	Mar 6, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••••• P•••• A••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
T•••••• P•••• I•••••••• G••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WHITE PLAINS	NY	United States	5	yes
Fairfield	Ct	United States	1	yes
Ridgefield	Ct	United States	1	yes
Melville	NY	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	10	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.5B	9.4%	$614M	38.4%	38	35	2	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••• Z••• L••	4	May 6, 2022	Jul 5, 2022	WILTON, CT	Team lift out	RIA to new firm	36.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•• I•••••••• S•••••••• L••	4	Oct 1, 2020	Oct 23, 2025	ELMSFORD, NY	Team lift out	Ibd to RIA	0.1%
M•• I•••••••• S•••••••• L••	2	Mar 4, 2020

Relationships

Registered with (22)

← B••••• J• S••••••Advisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← J•••• A•••• T•••••••Advisorregistration: current employment
Oct 23, 2025 to presentfactForm ADV
← M•••••• A•••••• C•••••Advisorregistration: current employment
May 23, 2025 to presentfactForm ADV
← Z•••• R••• E•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 28, 2025
Regulatory AUM changed
T•••••• P•••• A•••••••• L•• reported RAUM $1.5B, up 108% from $716.2M (2024-09-19 to 2025-03-28)
Form ADVobserved 7 days ago
$771M
Occurred
May 14, 2024
Advisor changed firm
Brandon Levine left T•••••• P•••• A•••••••• L•• for Continuum Advisory, Llc (registered 2024-06-17)
Form ADVobserved 7 days ago
Occurred
Apr 11, 2024
Control person left
Ann Carol Robertson (Chief Compliance Officer) no longer on Schedule A of T•••••• P•••• A•••••••• L•• (listed 2024-01-11, absent 2024-04-11)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b168883d-beb9-631f-1b0c-44b01bad5337
First observed: Jan 11, 2018
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.