DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Sep 5, 2007 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Sep 14, 2004 | Sep 6, 2007 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Sep 6, 2007 | Sep 5, 2007 | -1 | Firm change | Wirehouse to wirehouse |
| C•••••••• I••••••••• R•••••••• I••• | W•••• F•••• A••••••• | Oct 5, 2004 | Sep 14, 2004 |
| C•••••••• I••••••••• R•••••••• I••• | n/a | Oct 17, 2003 | Oct 5, 2004 | no | NORMAN, OK | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Dec 8, 1999 | Nov 5, 2003 | no | NORMAN , OK | Previous registration |
| -21 |
| Firm change |
| Other |
| E•••••••• A•••••••• L•• | C•••••••• I••••••••• R•••••••• I••• | Nov 5, 2003 | Oct 17, 2003 | -19 | Firm change | Other |