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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Sheridan, WY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 24, 2024 | n/a | yes | Sheridan, WY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Oct 28, 2024 | no | SHERIDAN, WY|SHERIDAN, WY | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Oct 23, 2020 | Jun 29, 2023 | no | EL SEGUNDO, CA|SHERIDAN, WY|SHERIDAN, WY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 15, 2018 | Oct 19, 2020 | no | SHERIDAN, WY | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 6, 2016 | Mar 22, 2018 | no | SHERIDAN, WY | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Sep 15, 2014 | Feb 29, 2016 | no | SHERIDAN, WY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 28, 2024 | Oct 24, 2024 | -4 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | CETERA ADVISOR NETWORKS LLC | Oct 19, 2020 | Oct 23, 2020 | 4 | Firm change | Ibd to ibd |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | LPL FINANCIAL LLC | Mar 22, 2018 | Mar 15, 2018 | -7 | Firm change | Ibd to RIA |
| INVESTMENT CENTERS OF AMERICA, INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Feb 29, 2016 | Apr 6, 2016 | 37 | Firm change | Other |