DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• C•••••••• B•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSheridan, Wydual registrantIAPD 6174021

Certified Financial Planner

Feed of 09/14/2026

Also filed as Anna Christine Rhoades

At current firm

1 y

since Oct 24, 2024

In the industry

12 y

since Sep 9, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Oct 24, 2024 · Sheridan, Wy
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Oct 28, 2024 · Sheridan, Wy
C••••• A•••••• N••••••• L•• former
Oct 23, 2020 to Jun 29, 2023 · El Segundo, Ca
L•• F•••••••• L•• BD affiliated
Mar 15, 2018 to Oct 19, 2020 · Sheridan, Wy
S•••••• N••••••• • C••••••• I••••••••• national BD
Apr 6, 2016 to Mar 22, 2018 · Sheridan, Wy
I••••••••• C•••••• O• A••••••• I••• former
Sep 15, 2014 to Feb 29, 2016 · Sheridan, Wy

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 28, 2024, registered Oct 24, 2024 (-4 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to C••••• A•••••• N••••••• L••
left Oct 19, 2020, registered Oct 23, 2020 (4 days) · Affiliated broker-dealer or bank to another
S•••••• N••••••• • C••••••• I••••••••• to L•• F•••••••• L••
left Mar 22, 2018, registered Mar 15, 2018 (-7 days) · Affiliated broker-dealer or bank to independent RIA
I••••••••• C•••••• O• A••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Feb 29, 2016, registered Apr 6, 2016 (37 days) · Other

Signals

A••• C•••••••• B••••• left C••••• I••••••••• A••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-10-24)
Oct 28, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address