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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OAK FINANCIAL GROUP INC

CRD 106293

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2823dcd7-20dd-b125-da11-4a2db126bc7b

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 17, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $177MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $175M
Private client RAUM: $169MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $88.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 138
Individual clients: 42
High net worth clients: 80
SEC number: 801-40926
CIK: 1535301
CRD: 106293
Filings on the tape: 17
First filed: Mar 28, 2012
Latest filed: Mar 17, 2026
Organised: Corporation, CT
Website: oakfingroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NEIL DAVID HACKMAN	n/a	STAMFORD, CT	34	40	n/a	no
KYRA ELISE PALMER	n/a	STAMFORD, CT	19	20	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HACKMAN, NEIL, DAVID	PRESIDENT, CIO, CEO & OWNER	E	yes	02/1990	Mar 28, 2012	Mar 21, 2024
HACKMAN, MERRYL	Secretary	Na	no	02/1990	Mar 28, 2012	Mar 21, 2024
MURPHY, KORINNE, PALMER	CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER	Na	no	12/2005	Mar 28, 2012	Mar 21, 2024
PALMER, KYRA, ELISE	CO-CHIEF INVESTMENT OFFICER	Na	no	01/2011	Mar 28, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$177M	$175M	4	2	0	n/a	n/a
2024	Mar 26, 2025	$147M	$145M	4	2	0	n/a	n/a
2023	Mar 21, 2024	$141M	$139M	4	2	0	n/a	n/a
2022	Mar 24, 2023	$145M	$144M	4	2	0	n/a	n/a
2021	Mar 24, 2022	$159M	$158M	4	2	0	n/a	n/a
2020	Mar 23, 2021	$180M	$178M	4	2	0	n/a	n/a
2019	Mar 30, 2020	$180M	$177M	4	2	0	n/a	n/a
2018	Mar 29, 2019	$194M	$194M	4	2	0	n/a	n/a
2017	Mar 28, 2018	$216M	$215M	4	2	0	n/a	n/a
2016	Mar 23, 2017	$222M	$221M	4	2	n/a	n/a	n/a
2015	Mar 23, 2016	$255M	$252M	6	3	n/a	n/a	n/a
2014	Mar 30, 2015	$319M	$316M	7	4	n/a	n/a	n/a
2013	Mar 12, 2014	$337M	$333M	6	3	n/a	n/a	n/a
2012	Mar 18, 2013	$323M	$314M	7	3	n/a	n/a	n/a
2011	Mar 28, 2012	$303M	$301M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$177M	$147M	20.6%	$145M	6.9%	4	4	0	0

Relationships

Registered with (3)

← KYRA ELISE PALMERAdvisorregistration: current employment
Apr 19, 2007 to presentfactForm ADV
← NEIL DAVID HACKMANAdvisorregistration: current employment
Mar 27, 1992 to presentfactForm ADV
← Gregg R. EvangelistAdvisorregistration: previous registration
Aug 5, 2010 to Jan 13, 2017factForm ADV

Controls (1)

← HACKMAN, NEIL, DAVIDOwnerPRESIDENT, CIO, CEO & OWNER, ownership code E, individual
Mar 28, 2012 to Mar 21, 2024factForm ADV

Owns (3)

← HACKMAN, MERRYLOwnerSECRETARY, ownership code NA, individual
Mar 28, 2012 to Mar 21, 2024factForm ADV
← MURPHY, KORINNE, PALMEROwnerCHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to Mar 21, 2024factForm ADV
← PALMER, KYRA, ELISEOwnerCO-CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 28, 2012 to Mar 21, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2823dcd7-20dd-b125-da11-4a2db126bc7b
First observed: Mar 28, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OAK FINANCIAL GROUP INC

CRD 106293

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2823dcd7-20dd-b125-da11-4a2db126bc7b

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NEIL DAVID HACKMAN

n/a

STAMFORD, CT

n/a

KYRA ELISE PALMER

n/a

STAMFORD, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HACKMAN, NEIL, DAVID

PRESIDENT, CIO, CEO & OWNER

yes

02/1990

Mar 28, 2012

Mar 21, 2024

HACKMAN, MERRYL

Secretary

02/1990

Mar 28, 2012

Mar 21, 2024

MURPHY, KORINNE, PALMER

CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER

12/2005

Mar 28, 2012

Mar 21, 2024

PALMER, KYRA, ELISE

CO-CHIEF INVESTMENT OFFICER

01/2011

Mar 28, 2012

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$177M

$175M

n/a

2024

Mar 26, 2025

$147M

$145M

n/a

2023

Mar 21, 2024

$141M

$139M

n/a

2022

Mar 24, 2023

$145M

$144M

n/a

2021

Mar 24, 2022

$159M

$158M

n/a

2020

Mar 23, 2021

$180M

$178M

n/a

2019

Mar 30, 2020

$180M

$177M

n/a

2018

Mar 29, 2019

$194M

n/a

2017

Mar 28, 2018

$216M

$215M

n/a

2016

Mar 23, 2017

$222M

$221M

n/a

2015

Mar 23, 2016

$255M

$252M

n/a

2014

Mar 30, 2015

$319M

$316M

n/a

2013

Mar 12, 2014

$337M

$333M

n/a

2012

Mar 18, 2013

$323M

$314M

n/a

2011

Mar 28, 2012

$303M

$301M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$177M

$147M

20.6%

$145M

6.9%