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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Gregg R. Evangelist

Advisor at J.P. MORGAN SECURITIES LLC

GREENLAWN, NY

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Search this name across graphsid dfx:ria:ca806f8d-4dc0-5297-173a-8f95b9a34ee0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jan 21, 2003
First registration: Feb 3, 2003
Dual registered: yes, broker-dealer
Other names: Gregg Evangelist|Gregg R Evangelist|GREGG RICHARD EVANGELIST
IAPD individual key: 4631722

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 10, 2018	n/a	yes	GREENLAWN, NY	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Jan 19, 2017	Oct 12, 2018	no	Lake Grove, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 17, 2017	Oct 12, 2018	no	Smithtown, NY	Previous registration
OAK FINANCIAL GROUP INC	Independent wealth	Aug 5, 2010	Jan 13, 2017	no	STAMFORD, CT	Previous registration
PINNACLE ASSOCIATES, LTD.	Mixed wealth	Aug 11, 2009	Feb 17, 2010	no	NEW YORK, NY	Previous registration
BAXTER INVESTMENT MANAGEMENT	Independent wealth	Feb 3, 2003	Mar 3, 2009	no	GREENWICH, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 12, 2018	Jan 19, 2017	-631	Firm change after gap	Other
TD AMERITRADE, INC.	J.P. MORGAN SECURITIES LLC	Oct 12, 2018	Oct 10, 2018	-2	Firm change	Other
OAK FINANCIAL GROUP INC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 13, 2017	Jan 17, 2017	4	Firm change	Other
PINNACLE ASSOCIATES, LTD.	OAK FINANCIAL GROUP INC	Feb 17, 2010	Aug 5, 2010	169	Firm change	Other
BAXTER INVESTMENT MANAGEMENT	PINNACLE ASSOCIATES, LTD.	Mar 3, 2009	Aug 11, 2009	161	Firm change	Other

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 10, 2018 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 17, 2017 to Oct 12, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 19, 2017 to Oct 12, 2018factForm ADV
→ OAK FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Aug 5, 2010 to Jan 13, 2017factForm ADV
→ PINNACLE ASSOCIATES, LTD.Registered adviserregistration: previous registration
Aug 11, 2009 to Feb 17, 2010factForm ADV
→ BAXTER INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 3, 2003 to Mar 3, 2009factForm ADV

Dated events

No dated event names this entity yet.