DFX Intelligence

C•••• P••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C•••• P••••• K•••

Advisor at T••••••• A••••••• L••

FRISCO, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• A••••••• L••	Independent wealth	Aug 1, 2022	n/a	yes	FRISCO, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 8, 2015	Jul 27, 2022	no	Lake Elmo, MN\|PLANO, TX\|Plano, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	T••••••• A••••••• L••	Jul 27, 2022	Aug 1, 2022	5	Firm change	Ibd to RIA
M••••• K••••• • C••••••• L••	A••••••••• F•••••••• S•••••••• L••	Mar 22, 2012	Apr 26, 2012

Relationships

Registered with (3)

→ T••••••• A••••••• L••Registered adviserregistration: current employment
Aug 1, 2022 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 8, 2015 to Jul 27, 2022factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Nov 10, 2003 to Mar 22, 2012factForm ADV

Dated events

Order

Occurred
27 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 10, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.