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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

DAVID MICHAEL SCHLOSSBERG

Advisor at ASSURED ADVISORY GROUP, LLC

EAST DUNDEE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2826b2f5-d3bb-7908-1eed-c3b3bbcf0c8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSURED ADVISORY GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 10, 2000
First registration: May 20, 2002
Dual registered: yes, broker-dealer
Other names: DAVID MICHAEL SCHLOSSBERG|DAVID WAYNE SCHLOSSBERG
IAPD individual key: 3038857

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSURED ADVISORY GROUP, LLC	State registered	Dec 7, 2021	n/a	yes	EAST DUNDEE, IL	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 14, 2020	Dec 6, 2021	no	EAST DUNDEE, IL	Previous registration
Fsic	Former SEC adviser	Jan 11, 2010	Sep 23, 2020	no	BOCA RATON, FL\|BOCA RATON, FL\|EAST DUNDEE, IL	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 3, 2009	Jan 5, 2010	no	ALGONQUIN, IL\|NAPERVILLE, IL	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 27, 2004	Nov 25, 2009	no	ALGONQUIN, IL	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	May 20, 2002	Apr 29, 2003	no	EAST DUNDEE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	ASSURED ADVISORY GROUP, LLC	Dec 6, 2021	Dec 7, 2021	1	Firm change	Ibd to state RIA
Fsic	B. RILEY WEALTH ADVISORS, INC.	Sep 23, 2020	Sep 14, 2020	-9	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	Fsic	Jan 5, 2010	Jan 11, 2010	6	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	VOYA FINANCIAL ADVISORS, INC.	Apr 29, 2003	Aug 27, 2004	486	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
115927:316449:IL:2021-12-06	Dec 6, 2021	Dec 7, 2021	EAST DUNDEE, IL	Firm change
37813:115927:IL:2020-09-23	Sep 23, 2020	Sep 14, 2020	EAST DUNDEE, IL	Firm change

Relationships

Registered with (5)

→ ASSURED ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Dec 7, 2021 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 14, 2020 to Dec 6, 2021factForm ADV
→ FSICRegistered adviserregistration: previous registration
Jan 11, 2010 to Sep 23, 2020factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 3, 2009 to Jan 5, 2010factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 20, 2002 to Apr 29, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2826b2f5-d3bb-7908-1eed-c3b3bbcf0c8c
First observed: May 20, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID MICHAEL SCHLOSSBERG

Advisor at ASSURED ADVISORY GROUP, LLC

EAST DUNDEE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2826b2f5-d3bb-7908-1eed-c3b3bbcf0c8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ASSURED ADVISORY GROUP, LLC

State registered

Dec 7, 2021

n/a

yes

EAST DUNDEE, IL

Current employment

B. RILEY WEALTH ADVISORS, INC.

Bd affiliated wealth

Sep 14, 2020

Dec 6, 2021

EAST DUNDEE, IL

Previous registration

Fsic

Former SEC adviser

Jan 11, 2010

Sep 23, 2020

BOCA RATON, FL|BOCA RATON, FL|EAST DUNDEE, IL

Previous registration

VOYA FINANCIAL ADVISORS, INC.

Bd affiliated wealth

Dec 3, 2009

Jan 5, 2010

ALGONQUIN, IL|NAPERVILLE, IL

Previous registration

VOYA FINANCIAL ADVISORS, INC.

Bd affiliated wealth

Aug 27, 2004

Nov 25, 2009

ALGONQUIN, IL

Previous registration

WOODBURY FINANCIAL SERVICES, INC.

Former SEC adviser

May 20, 2002

Apr 29, 2003

EAST DUNDEE, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

B. RILEY WEALTH ADVISORS, INC.

ASSURED ADVISORY GROUP, LLC

Dec 6, 2021

Dec 7, 2021

Firm change

Ibd to state RIA

Fsic

B. RILEY WEALTH ADVISORS, INC.

Sep 23, 2020

Sep 14, 2020

-9

Firm change

Other

VOYA FINANCIAL ADVISORS, INC.

Fsic

Jan 5, 2010

Jan 11, 2010

Firm change

Other

WOODBURY FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

Apr 29, 2003

Aug 27, 2004

486

Firm change after gap

Other

Team

Left

Joined

From

Kind

115927:316449:IL:2021-12-06

Dec 6, 2021

Dec 7, 2021

EAST DUNDEE, IL

Firm change

37813:115927:IL:2020-09-23

Sep 23, 2020

Sep 14, 2020

EAST DUNDEE, IL

Firm change