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Advisor at SZAFRAN CAPITAL MANAGEMENT, LLC
ROWLETT, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SZAFRAN CAPITAL MANAGEMENT, LLC | State registered | Feb 20, 2008 | n/a | yes | ROWLETT, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 4, 2001 | Oct 30, 2007 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SZAFRAN CAPITAL MANAGEMENT, LLC | Oct 30, 2007 | Feb 20, 2008 | 113 | Firm change | Wirehouse to state RIA |