DFX Intelligence

C••••••••• M•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••••••••• M•••••• B••••••••

Advisor at C•••••••

Arvada, CO

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Search this name across graphsid dfx:ria:28389504-6843-30f1-cb48-9ac2b8bff1f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Dec 15, 2020	n/a	yes	Arvada, CO	Current employment
M•• A•••••••••	Former SEC adviser	Mar 21, 2014	Mar 29, 2021	no	PHOENIX, AZ\|Denver, CO\|Arvada, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• A•••••••••	C•••••••	Mar 29, 2021	Dec 15, 2020	-104	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Dec 15, 2020 to presentfactForm ADV
→ M•• A•••••••••Registered adviserregistration: previous registration
Mar 21, 2014 to Mar 29, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28389504-6843-30f1-cb48-9ac2b8bff1f6
First observed: Mar 21, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.