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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MRA ASSOCIATES

MRA ASSOCIATES USA LLC, CRD 152734

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fedcaff9-d2d2-3132-217d-9c226396ec64

Data as of Dec 10, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 2
On other graphs: 1
Observed: Apr 4, 2012 to Dec 10, 2020
41 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

MRA Associates

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.6BItem 5.F on the latest filing (2020-12-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 56%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 56
Advisory employees: 27
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,424
Individual clients: 311
High net worth clients: 302
Custody, client assets: $1.5B
SEC number: 801-71045
CRD: 152734
Filings on the tape: 41
First filed: Apr 4, 2012
Latest filed: Dec 10, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURROUGHS, CHRISTINA, SELLERS	MEMBER/MANAGER	F	yes	09/2012	Aug 23, 2012	Dec 10, 2020
BURROUGHS, CHRISTINA, SELLERS	MANAGING PARTNER; BOARD MEMBER	Na	yes	02/2012	Aug 23, 2012	Dec 10, 2020
FELDMAN, MARK, DAVID	MEMBER/MANAGER	C	yes	09/2012	Aug 23, 2012	Dec 10, 2020
FELDMAN, MARK, DAVID	CHIEF EXECUTIVE OFFICER, MANAGING PARTNER; BOARD MEMBER	Na	yes	02/2012	Aug 23, 2012	Dec 10, 2020
Hirte, Harold, Michael	MANAGING PARTNER; BOARD MEMBER	Na	yes	05/2018	Jun 4, 2018	Dec 10, 2020
Hirte, Harold, Michael	MEMBER/MANAGER	F	yes	05/2018	Jun 4, 2018	Dec 10, 2020
LEMON, BRADLEY, SCOTT	MEMBER/MANAGER	C	yes	12/2009	Apr 4, 2012	Dec 10, 2020
LEMON, BRADLEY, SCOTT	MANAGING PARTNER; BOARD MEMBER	Na	yes	12/2009	Apr 4, 2012	Dec 10, 2020
MRA HOLDINGS LLC	Member	E	yes	07/2012	Aug 23, 2012	Dec 10, 2020
RZEPPA, MAUREEN, ANN	MANAGING PARTNER; CAO; CCO; BOARD MEMBER	Na	yes	08/2013	Apr 4, 2012	Dec 10, 2020
RZEPPA, MAUREEN, ANN	MEMBER/MANAGER	F	yes	03/2017	Apr 4, 2012	Dec 10, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
PENSIONMARK FINANCIAL GROUP, LLC	n/a	Other adviser	$72B	N	yes	n/a
MRA GP LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wayzata	Mn	United States	2	no
LAS VEGAS	Nv	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$2.6B	$1.7B	56	27	2	7	$198M
2018	Mar 29, 2019	$2.3B	$1.6B	56	27	2	5	$136M
2017	Mar 28, 2018	$2.4B	$1.7B	50	24	2	3	$110M
2016	Mar 1, 2017	$2.7B	$1.4B	43	20	n/a	3	$126M
2015	Feb 22, 2016	$2.4B	$1.3B	41	19	n/a	3	$88.7M
2014	Mar 30, 2015	$2.3B	$1.6B	39	19	n/a	1	$55.7M
2013	Mar 18, 2014	$1.5B	$1.3B	34	19	n/a	1	$26.0M
2012	Mar 27, 2013	$1.7B	$833M	33	17	n/a	n/a	n/a
2011	Apr 4, 2012	$1.1B	$654M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$2.6B	$2.3B	14.0%	$2.7B	-0.8%	56	56	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	18	Mar 29, 2021	Apr 19, 2022	PHOENIX, AZ	Firm absorbed	Other	90.0%

Relationships

Affiliated with (3)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← LEMON, BRADLEY, SCOTTOwnerMEMBER/MANAGER, ownership code C, individual
Apr 4, 2012 to presentfactForm ADV
← FELDMAN, MARK, DAVIDOwnerMEMBER/MANAGER, ownership code C, individual
Aug 23, 2012 to presentfactForm ADV
← BURROUGHS, CHRISTINA, SELLERSOwnerMEMBER/MANAGER, ownership code F, individual
Aug 23, 2012 to presentfactForm ADV
← RZEPPA, MAUREEN, ANNOwnerMEMBER/MANAGER, ownership code F, individual
Apr 4, 2012 to presentfactForm ADV
← Hirte, Harold, MichaelOwnerMEMBER/MANAGER, ownership code F, individual
Jun 4, 2018 to presentfactForm ADV
← MRA HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Aug 23, 2012 to presentfactForm ADV

Moved with (1)

→ CAPTRUSTRegistered adviser18 advisors, firm absorbed, same day
Mar 29, 2021 to Apr 19, 2022factForm ADV

Registered with (26)

← BRADLEY SCOTT LEMONAdvisorregistration: previous registration
Feb 25, 2010 to Mar 29, 2021factForm ADV
← Mark David FeldmanAdvisorregistration: previous registration
Feb 29, 2012 to Mar 29, 2021factForm ADV
← JENNIFER ARDELLA ENTER ARPSAdvisorregistration: previous registration
Sep 17, 2018 to Mar 29, 2021factForm ADV
← CHRISTINA SELLERS BURROUGHSAdvisorregistration: previous registration
Nov 23, 2011 to Mar 29, 2021factForm ADV
← Mary Ann Hennelly-FavataAdvisorregistration: previous registration
Feb 25, 2010 to Mar 29, 2021factForm ADV
← JAMES CARL LAMANCUSAAdvisorregistration: previous registration
Feb 25, 2010 to Mar 29, 2021factForm ADV
← EVAN DANIEL JUDGEAdvisorregistration: previous registration
Feb 28, 2013 to Mar 29, 2021factForm ADV
← DAVID BRONN WESTRAAdvisorregistration: previous registration
Feb 25, 2010 to Mar 29, 2021factForm ADV
← Justin Thomas VandegriffAdvisorregistration: previous registration
Jun 11, 2018 to Mar 29, 2021factForm ADV
← NATHAN FRANCIS ERICKSONAdvisorregistration: previous registration
Apr 25, 2011 to Mar 29, 2021factForm ADV
← WILLIAM JAMES FROELICHAdvisorregistration: previous registration
Jun 29, 2015 to Mar 29, 2021factForm ADV
← ERIC SKYLER ENSIGNAdvisorregistration: previous registration
Feb 29, 2012 to Mar 29, 2021factForm ADV
← Harold Michael HirteAdvisorregistration: previous registration
Mar 27, 2017 to Mar 29, 2021factForm ADV
← TREVOR DARRELL MOOREAdvisorregistration: previous registration
Jul 17, 2017 to Mar 29, 2021factForm ADV
← RYAN CHARLES PENNIMANAdvisorregistration: previous registration
Feb 7, 2014 to Mar 29, 2021factForm ADV
← CHRISTOPHER MICHAEL BERGTHOLDAdvisorregistration: previous registration
Mar 21, 2014 to Mar 29, 2021factForm ADV
← ENGLANTTINA DASHIAdvisorregistration: previous registration
Nov 26, 2014 to Mar 29, 2021factForm ADV
← Alisha Elizabeth RussoAdvisorregistration: previous registration
Aug 24, 2017 to Mar 29, 2021factForm ADV
← Kyle James PitmanAdvisorregistration: previous registration
Jan 16, 2019 to Mar 29, 2021factForm ADV
← Carli Dawn PlunkettAdvisorregistration: previous registration
Aug 4, 2020 to Mar 29, 2021factForm ADV
← DALE ANDREW PHILLIPSAdvisorregistration: previous registration
Apr 23, 2014 to Feb 6, 2020factForm ADV
← MATTHEW GENE WALKERAdvisorregistration: previous registration
Feb 28, 2013 to Dec 17, 2018factForm ADV
← CHRISTIAN JARED MOONAdvisorregistration: previous registration
Dec 19, 2016 to May 23, 2017factForm ADV
← JAMES SEAN MCGETTIGANAdvisorregistration: previous registration
Feb 29, 2012 to Oct 21, 2014factForm ADV
← LIA WHISLER SEARAAdvisorregistration: previous registration
Apr 19, 2013 to Mar 20, 2014factForm ADV
← JOEL ALLEN BONNEMAAdvisorregistration: previous registration
Jan 22, 2010 to Sep 4, 2012factForm ADV

Dated events

Occurred
Apr 1, 2020
Control person left
Jacob William Hodges (Chairman; Board Member) no longer on Schedule A of Mra Associates (listed 2020-03-30, absent 2020-04-01)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person left
Keith Bradley Routh (Board Member) no longer on Schedule A of Mra Associates (listed 2019-12-10, absent 2020-03-30)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fedcaff9-d2d2-3132-217d-9c226396ec64
First observed: Apr 4, 2012
Last observed: Dec 10, 2020 70 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MRA ASSOCIATES

MRA ASSOCIATES USA LLC, CRD 152734

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fedcaff9-d2d2-3132-217d-9c226396ec64

Data as of Dec 10, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURROUGHS, CHRISTINA, SELLERS

MEMBER/MANAGER

yes

09/2012

Aug 23, 2012

Dec 10, 2020

BURROUGHS, CHRISTINA, SELLERS

MANAGING PARTNER; BOARD MEMBER

yes

02/2012

Aug 23, 2012

Dec 10, 2020

FELDMAN, MARK, DAVID

MEMBER/MANAGER

yes

09/2012

Aug 23, 2012

Dec 10, 2020

FELDMAN, MARK, DAVID

CHIEF EXECUTIVE OFFICER, MANAGING PARTNER; BOARD MEMBER

yes

02/2012

Aug 23, 2012

Dec 10, 2020

Hirte, Harold, Michael

MANAGING PARTNER; BOARD MEMBER

yes

05/2018

Jun 4, 2018

Dec 10, 2020

Hirte, Harold, Michael

MEMBER/MANAGER

yes

05/2018

Jun 4, 2018

Dec 10, 2020

LEMON, BRADLEY, SCOTT

MEMBER/MANAGER

yes

12/2009

Apr 4, 2012

Dec 10, 2020

LEMON, BRADLEY, SCOTT

MANAGING PARTNER; BOARD MEMBER

yes

12/2009

Apr 4, 2012

Dec 10, 2020

MRA HOLDINGS LLC

Member

yes

07/2012

Aug 23, 2012

Dec 10, 2020

RZEPPA, MAUREEN, ANN

MANAGING PARTNER; CAO; CCO; BOARD MEMBER

yes

08/2013

Apr 4, 2012

Dec 10, 2020

RZEPPA, MAUREEN, ANN

MEMBER/MANAGER

yes

03/2017

Apr 4, 2012

Dec 10, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

PENSIONMARK FINANCIAL GROUP, LLC

n/a

Other adviser

$72B

yes

n/a

MRA GP LLC

n/a

City

State

Country

Employees

Also broker-dealer

Wayzata

United States

LAS VEGAS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$2.6B

$1.7B

$198M

2018

Mar 29, 2019

$2.3B

$1.6B

$136M

2017

Mar 28, 2018

$2.4B

$1.7B

$110M

2016

Mar 1, 2017

$2.7B

$1.4B

n/a

$126M

2015

Feb 22, 2016

$2.4B

$1.3B

n/a

$88.7M

2014

Mar 30, 2015

$2.3B

$1.6B

n/a

$55.7M

2013

Mar 18, 2014

$1.5B

$1.3B

n/a

$26.0M

2012

Mar 27, 2013

$1.7B

$833M

n/a

2011

Apr 4, 2012

$1.1B

$654M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$2.6B

$2.3B

14.0%

$2.7B

-0.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

Mar 29, 2021

Apr 19, 2022

PHOENIX, AZ

Firm absorbed

Other

90.0%