DFX Intelligence

E••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E••••• C•••••• L••

CRD 293159

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:28411b20-de93-c02a-384d-f39d734e0505

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 6
On other graphs: 3
Observed: Apr 1, 2021 to Jul 14, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

E••••• C•••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

E••••• C•••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

E••••• C•••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••• T••••••••• F••• X• L••	Private Equity Fund	$152M	Oct 18, 2024	96	Apr 22, 2021	reported	021-402910
E••••• T••••••••• F••• X•••• L••	Private Equity Fund	$119M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• E••••• D••••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2024	Oct 18, 2024	Oct 18, 2024
F•••••• E••••••••• L••	SOLE MEMBER	E	yes	07/2017	Jun 29, 2022	Oct 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• I•••••• F••••••	n/a	n/a	n/a	Y	no	n/a
E••••• F••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.0B	123.8%	$317M	94.6%	11	11	1	0

Relationships

Advises (27)

→ E••••• T••••••••• F••• X••• L••Private fundPrivate Equity Fund, IA
Jun 29, 2022 to presentfactForm ADV
→ E••••• T••••••••• F••• X••••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ E••••• T••••••••• F••• X••••• L••Private fundPrivate Equity Fund, IA
Jun 29, 2022 to presentfactForm ADV
→ E••••• T••••••••• F••• X••• L••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$1.3B
Occurred
Mar 31, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$554M
Occurred
Oct 18, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 18, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28411b20-de93-c02a-384d-f39d734e0505
First observed: Apr 1, 2021
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.