DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Empros Capital LLC
Latest filing Jul 14, 2026
First filing on the tape Apr 1, 2021 · 13 filings
SEC status approved since Aug 3, 2022
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
21
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$2.3B as of Jul 14, 2026
Mar 30, 2023$317M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 14, 2026
Mar 30, 20230 then
Employees (5.A)11 as of Jul 14, 2026
Mar 30, 20238 then
Private funds21 as of Jul 14, 2026
Mar 30, 202315 then
RAUM +124% over the last fiscal year+95% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $111MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +124%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Empros Technologies Fund X, LLC | Private Equity Fund | $152M | 96 | Apr 22, 2021 |
| Empros Technologies Fund Xxii, LLC | Private Equity Fund | $119M | 90 | Mar 31, 2022 |
| Empros Technologies Fund Xvii, LLC | Private Equity Fund | $69.8M | 74 | Mar 31, 2022 |
| Empros Technologies Fund Xxiii, LLC | Private Equity Fund | $45.3M | 95 | Mar 31, 2022 |
| Empros Technologies Fund Xxvii, LLC | Private Equity Fund | $39.5M | 17 | Jun 29, 2022 |
| Empros Technologies Fund Xxxiv, LLC | Private Equity Fund | $12.5M | 3 | Mar 29, 2024 |
| Empros Technologies Fund Xii, LLC | Private Equity Fund | $10.4M | 98 | Apr 22, 2021 |
| Empros Technologies Fund Xxviii, LLC | Private Equity Fund | $9.8M | 27 | Mar 30, 2023 |
| Empros Technologies Fund Xxxi LLC | Private Equity Fund | $7.6M | 2 | Mar 29, 2024 |
| Empros Technologies Fund Xx, LLC | Private Equity Fund | $6.4M | 21 | Mar 31, 2022 |
| Empros Technologies Fund Xiv, LLC | Private Equity Fund | $6.2M | 4 | Apr 22, 2021 |
| Empros Technologies Fund Xxi, LLC | Private Equity Fund | $5.9M | 1 | Mar 31, 2022 |
| Empros Payment Technologies Fund, LLC | Private Equity Fund | $5.1M | 11 | Apr 1, 2021 |
| Empros Enterprise Data Technologies Fund II, LLCno longer reported | Venture Capital Fund | $4.3M | 9 | Apr 1, 2021 |
| Empros Mobility Technologies Fund, LLC | Private Equity Fund | $3.5M | 3 | Apr 1, 2021 |
| Empros Technologies Fund III, LLCno longer reported | Venture Capital Fund | $1.1M | 1 | Apr 1, 2021 |
| Empros Technologies Fund Xi, LLC | Private Equity Fund | $787,482 | 7 | Apr 1, 2021 |
| Empros Consumer Financial Technologies Fund, LLCno longer reported | Private Equity Fund | $607,693 | 14 | Apr 1, 2021 |
| Empros Technologies Fund Xxv, LLC | Private Equity Fund | $413,806 | 40 | Jun 29, 2022 |
| Empros Capital Partners Fund I, LLCno longer reported | Venture Capital Fund | $196,277 | 1 | Apr 1, 2021 |
| Empros Technologies Fund Xxvi, LLC | Private Equity Fund | $144,355 | 5 | Jun 29, 2022 |
| Empros Asset Sharing Fund, LLCno longer reported | Private Equity Fund | $67,698 | 1 | Apr 1, 2021 |
| Empros Technologies Fund Vi, LLCno longer reported | Venture Capital Fund | $0 | 0 | Apr 1, 2021 |
| Empros Technologies Fund Xxxii, LLC | Private Equity Fund | $0 | 83 | Mar 29, 2024 |
| Empros Technologies Fund IVno longer reported | Venture Capital Fund | $0 | 0 | Apr 22, 2021 |
| Empros Technologies Fund Xxxiii, LLC | Private Equity Fund | $0 | 11 | Mar 29, 2024 |
| Empros Technologies Fund Vno longer reported | Venture Capital Fund | $0 | 0 | Apr 22, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Deborah Erica Asinof · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Isidore Alexander Fishman · Managing Membercontrolsince 03/2017 · owns less than 5%
- Isidore Alexander Fishman · Managing Membercontrolsince 07/2017 · owns 75% or more of Fishman Enterprises, LLC
Entity owners
- Fishman Enterprises, LLC · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Alexander Isidore Fishmanpooled vehicle sponsory
- Empros Fund Management, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,044,955,997 to $2,338,357,251 (+124.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 95.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 19 to 21Sep 17, 2025 to Mar 31, 2026
- Pooled vehicle clients · 19 to 21Sep 17, 2025 to Mar 31, 2026
- HQ city · to SAN FRANCISCOSep 17, 2025 to Mar 31, 2026
- HQ state · to CASep 17, 2025 to Mar 31, 2026
- Other offices · 0 to 1Sep 17, 2025 to Mar 31, 2026
- Private funds · 19 to 21Sep 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.0B to $2.3BSep 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $2.3BSep 17, 2025 to Mar 31, 2026
- RAUM · $1.0B to $2.3BSep 17, 2025 to Mar 31, 2026
- Accounts · 18 to 19Oct 18, 2024 to Mar 31, 2025
- Advisory employees · 7 to 9Oct 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 18 to 19Oct 18, 2024 to Mar 31, 2025
- Employees · 7 to 11Oct 18, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 18, 2024 to Mar 31, 2025
- HQ city · unset to Oct 18, 2024 to Mar 31, 2025
- HQ state · unset to Oct 18, 2024 to Mar 31, 2025
- Private funds · 18 to 19Oct 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $1.0BOct 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $491M to $0Oct 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $491M to $1.0BOct 18, 2024 to Mar 31, 2025
- RAUM · $491M to $1.0BOct 18, 2024 to Mar 31, 2025
- Related adviser · false to trueOct 18, 2024 to Mar 31, 2025
- Accounts · 15 to 18Oct 4, 2023 to Mar 29, 2024
- Advisory employees · 8 to 7Oct 4, 2023 to Mar 29, 2024
- Pooled vehicle clients · 15 to 18Oct 4, 2023 to Mar 29, 2024
- Employees · 8 to 7Oct 4, 2023 to Mar 29, 2024
- Private funds · 15 to 18Oct 4, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $317M to $491MOct 4, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $317M to $491MOct 4, 2023 to Mar 29, 2024
- RAUM · $317M to $491MOct 4, 2023 to Mar 29, 2024
- Accounts · 16 to 15Jun 29, 2022 to Mar 30, 2023
- Advisory employees · 7 to 8Jun 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 16 to 15Jun 29, 2022 to Mar 30, 2023
- Employees · 7 to 8Jun 29, 2022 to Mar 30, 2023
- Private funds · 32 to 15Jun 29, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $289M to $317MJun 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $289M to $317MJun 29, 2022 to Mar 30, 2023
- RAUM · $289M to $317MJun 29, 2022 to Mar 30, 2023
- Accounts · 9 to 16Apr 1, 2021 to Jun 29, 2022
- Pooled vehicle clients · 154 to 16Apr 1, 2021 to Jun 29, 2022
Signals
6 dated events
- Empros Capital Llc reported RAUM $2.3B, up 124% from $1.0B (2025-09-17 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Empros Capital Llc reported RAUM $1.0B, up 113% from $490.9M (2024-10-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Deborah Erica Asinof (Chief Compliance Officer) appeared on Schedule A of Empros Capital LlcOct 18, 2024 · Control person joined · fact
- L Kimber Kugler (Chief Compliance Officer) no longer on Schedule A of Empros Capital Llc (listed 2024-05-20, absent 2024-10-18)Oct 18, 2024 · Control person left · inference
- Empros Capital Llc reported RAUM $490.9M, up 55% from $317.3M (2023-10-04 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Empros Capital Llc filed its initial SEC registration (Form ADV)Apr 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Empros Capital LLC · Independent Sponsorsshared crd · capital_provider
- Empros Capital LLC · Private Equityshared crd · organization
- Empros Capital LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/empros-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- empros.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-234-7318reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026