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RIA / WealthAdvisor27 years in industry

MICHAEL SZTROM

Advisor at INTEGRATED ADVISORS NETWORK LLC

DALLAS, TX | Rancho Santa Fe, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED ADVISORS NETWORK LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Mar 2, 1999
First registration: Dec 9, 1999
Dual registered: no
IAPD individual key: 3042821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED ADVISORS NETWORK LLC	Independent wealth	Mar 13, 2018	n/a	yes	DALLAS, TX\|Rancho Santa Fe, CA	Current employment
SZTROM CAPITAL MANAGEMENT, LLC	n/a	Jan 25, 2017	Dec 31, 2018	no	DEL MAR, CA	Previous registration
SZTROM CAPITAL MANAGEMENT, LLC	n/a	Aug 3, 2016	Dec 31, 2016	no	DEL MAR, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 19, 2010	Sep 3, 2015	no	SAN DIEGO, CA\|WEEHAWKEN, NJ\|LA JOLLA, CA\|SAN DIEGO, CA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Apr 25, 2007	Dec 7, 2010	no	Los Angeles, CA\|LOS ANGELES, CA	Previous registration
RJL FINANCIAL NETWORK, L.L.C.	n/a	Apr 22, 2004	Jun 15, 2006	no	OMAHA, NE	Previous registration
THE ADVISORS GROUP, INC.	n/a	May 3, 2002	Oct 10, 2002	no	SAN DIEGO, CA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Dec 9, 1999	Apr 23, 2007	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SZTROM CAPITAL MANAGEMENT, LLC	INTEGRATED ADVISORS NETWORK LLC	Dec 31, 2018	Mar 13, 2018	-293	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	SZTROM CAPITAL MANAGEMENT, LLC	Sep 3, 2015	Aug 3, 2016	335	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	UBS FINANCIAL SERVICES INC.	Dec 7, 2010	Nov 19, 2010	-18	Firm change	Other
RAYMOND J. LUCIA COMPANIES, INC.	THE ADVISORS GROUP, INC.	Apr 23, 2007	May 3, 2002	-1,816	Firm change after gap	Other
RJL FINANCIAL NETWORK, L.L.C.	DEUTSCHE BANK SECURITIES INC.	Jun 15, 2006	Apr 25, 2007	314	Firm change	Other
THE ADVISORS GROUP, INC.	RJL FINANCIAL NETWORK, L.L.C.	Oct 10, 2002	Apr 22, 2004	560	Firm change after gap	Other

Relationships

Registered with (7)

→ INTEGRATED ADVISORS NETWORK LLCRegistered adviserregistration: current employment
Mar 13, 2018 to presentfactForm ADV
→ SZTROM CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 25, 2017 to Dec 31, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 19, 2010 to Sep 3, 2015factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Apr 25, 2007 to Dec 7, 2010factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Dec 9, 1999 to Apr 23, 2007factForm ADV
→ RJL FINANCIAL NETWORK, L.L.C.Registered adviserregistration: previous registration
Apr 22, 2004 to Jun 15, 2006factForm ADV
→ THE ADVISORS GROUP, INC.Registered adviserregistration: previous registration
May 3, 2002 to Oct 10, 2002factForm ADV

Dated events

No dated event names this entity yet.