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C••••••• C•••••• M••••••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C••••••• C•••••• M••••••••• I••••••••• L••

CRD 286567

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:285328cc-c37f-93c1-0e3b-aaab57053d09

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 4
On other graphs: 0
Observed: Feb 20, 2017 to Mar 25, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $780MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $780M
Private client RAUM: $777MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• W•••••• M•••••	Certified Financial Planner	SAN DIEGO, CA	9	16	1	no
M•••••• B•••• S••••••	Certified Financial Planner	SAN DIEGO, CA	9	20

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• K•••••••• M••••	President	E	yes	07/2022	Aug 25, 2022	Oct 28, 2024
J•••• F••••• H••••••• L••	Member	C	yes	01/2017	Feb 20, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$780M	$668M	16.8%	$488M	16.9%	11	11	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••• C•••••• M••••••••• I••	2	May 1, 2017	Apr 28, 2017	SAN DIEGO, CA	Channel change	Other	100.0%

Relationships

Registered with (8)

← J••••• C••••••••• O••••• O•••••Advisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← A•••• H•••Advisorregistration: current employment
Oct 22, 2024 to presentfactForm ADV
← T••• M• V••••••Advisorregistration: current employment
Aug 6, 2021 to presentfactForm ADV
← K••••••• M•••• B•••••

Dated events

Occurred
Feb 13, 2023
Advisor changed firm
Sheila Mary Hoopes left C••••••• C•••••• M••••••••• I••••••••• L•• for Ep Wealth Advisors (registered 2025-01-01)
Form ADVobserved 7 days ago
Occurred
Sep 7, 2022
Advisor changed firm
Matthew Richard Ryan left C••••••• C•••••• M••••••••• I••••••••• L•• for Focused Mission Financial (registered 2022-09-12)
Form ADVobserved 7 days ago
Occurred
Aug 25, 2022
Control person joined
M•••• K••••••• B••••• (President) appeared on Schedule A of C••••••• C•••••• M••••••••• I••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:285328cc-c37f-93c1-0e3b-aaab57053d09
First observed: Feb 20, 2017
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.