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B•••• W•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

B•••• W•••••• M•••••

Advisor at C••••••• C•••••• M••••••••• I••••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:e8a0f073-171e-0806-0ee2-9d88e0abaad3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• C•••••• M••••••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• C•••••• M••••••••• I••••••••• L••	Independent wealth	Apr 28, 2017	n/a	yes	SAN DIEGO, CA	Current employment
C••••••• C•••••• M••••••••• I••	Former SEC adviser	Feb 28, 2014	May 1, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• C•••••• M••••••••• I••	C••••••• C•••••• M••••••••• I••••••••• L••	May 1, 2017	Apr 28, 2017	-3	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112363:286567:CA:2017-05-01	May 1, 2017	Apr 28, 2017	SAN DIEGO, CA	Firm change

Relationships

Registered with (2)

→ C••••••• C•••••• M••••••••• I••••••••• L••Registered adviserregistration: current employment
Apr 28, 2017 to presentfactForm ADV
→ C••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Feb 28, 2014 to May 1, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8a0f073-171e-0806-0ee2-9d88e0abaad3
First observed: Feb 28, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.