DFX Intelligence

J••••• E••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist37 years in industry

J••••• E••••• K•••••••••

Advisor at E••••• W••••• A•••••••• L••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:285e659a-47c5-a009-2bc3-1e6ab646a9e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• W••••• A•••••••• L••	Independent wealth	Nov 17, 2022	n/a	yes	WALNUT CREEK, CA	Current employment
E••••• W•••••	Former SEC adviser	Aug 1, 2024	Jan 4, 2025	no	Walnut Creek, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• W•••••	n/a	Jan 4, 2025	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ E••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Nov 17, 2022 to presentfactForm ADV
→ E••••• W•••••Registered adviserregistration: previous registration
Aug 1, 2024 to Jan 4, 2025factForm ADV

Dated events

Occurred
Jan 4, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:285e659a-47c5-a009-2bc3-1e6ab646a9e4
First observed: Aug 1, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.