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CRD 108052
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BARRY WILSON OLIVER | Personal Financial Specialist | WALNUT CREEK, CA | 27 | 31 | 1 | no |
| JOHN HADEN WERHAN | Personal Financial Specialist | WALNUT CREEK, CA | 26 | 27 | 1 | no |
| DAVID KRISTIAN HARLOW | Personal Financial Specialist | WALNUT CREEK, CA | 20 | 21 | 1 | no |
| CARSON KNUDSEN HENDERSON | Personal Financial Specialist | WALNUT CREEK, CA | 15 | 16 | 1 | no |
| JARED MARK NELSON | Personal Financial Specialist | WALNUT CREEK, CA | 12 | 19 | 1 | no |
| TODD ALAN ROULEAU | Certified Financial Planner|Chartered Financial Analyst | WALNUT CREEK, CA | 10 | 25 | 1 | no |
| NICHOLAS LOUIS GIZZARELLI | n/a | WALNUT CREEK, CA | 8 | 14 | 3 | no |
| JOSEPH EUGENE KALINOWSKI | Personal Financial Specialist | WALNUT CREEK, CA | 3 | 37 | 1 | no |
| JESSICA ROSE PINCUS | n/a | BERKELEY, CA | 2 | 13 | 3 | no |
| Brett Adam LeMmon | n/a | WALNUT CREEK, CA | 1 | 11 | 1 | no |
| WILLIAM GERALD MARTIN | Chartered Financial Analyst | Wichita, KS | WALNUT CREEK, CA | 1 | 35 | 1 | no |
| RYAN TREVOR MCCLELLAN | n/a | WALNUT CREEK, CA | Celina, TX | 1 | 12 | 2 | no |
| MYHANH TRAN HOSKIN | Certified Financial Planner | San Juan Capistrano, CA | WALNUT CREEK, CA | 1 | 32 | 2 | no |
| Caitlin Marie Howerton | Certified Financial Planner | WALNUT CREEK, CA | Smyrna, GA | 1 | 10 | 3 | no |
| Pooja Agarwal | n/a | WALNUT CREEK, CA | Hercules, CA | 1 | 19 | n/a | no |
| Seema Saini | n/a | Hercules, CA | WALNUT CREEK, CA | 1 | 15 | n/a | no |
| NAVJEET SINGH CHAHAL | n/a | WALNUT CREEK, CA | Hercules, CA | 1 | 19 | n/a | no |
| Shawn Dean Stifle | n/a | WALNUT CREEK, CA | 1 | 31 | n/a | no |
| Ana Karen Chena Davila | n/a | WALNUT CREEK, CA | 1 | 10 | n/a | no |
| Denise Ann Mitchell | n/a | WALNUT CREEK, CA | 1 | 30 | n/a | no |
| Sunita Pathak | n/a | WALNUT CREEK, CA | HERCULES, CA | 1 | 16 | n/a | no |
| Dilnoor Kaur | n/a | WALNUT CREEK, CA | HERCULES, CA | 1 | 10 | n/a | no |
| Shamitoj Sandhu | n/a | HERCULES, CA | WALNUT CREEK, CA | 1 | 12 | n/a | no |
| Nitu Kumar | n/a | WALNUT CREEK, CA | HERCULES, CA | 1 | 10 | n/a | no |
| Tyler Braxton Bayless-Edwards | n/a | WALNUT CREEK, CA | Wake Forest, NC | 1 | 10 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| EARNED WEALTH OPERATING | Owner | E | yes | 06/2024 | Mar 30, 2026 | Mar 30, 2026 |
| GARABEDIAN, ALEXANDRA, LOGAN | CHIEF EXPERIENCE & PRODUCT OFFICER | Na | yes | 09/2025 | Mar 30, 2026 | Mar 30, 2026 |
| LAI, JOY, ENTZU-CHANG | CHIEF GROWTH OFFICER | Na | yes | 01/2025 | Mar 30, 2026 | Mar 30, 2026 |
| MARTIN, WILLIAM, GERALD | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2025 | Mar 30, 2026 | Mar 30, 2026 |
| EARNED WEALTH HOLDINGS GP, LLC | GENERAL PARTNER | F | yes | 06/2024 | Jul 23, 2024 | Dec 11, 2024 |
| EARNED WEALTH HOLDINGS, L.P. | Owner | E | yes | 06/2024 | Jul 23, 2024 | Dec 11, 2024 |
| EARNED WEALTH INTERMEDIATE HOLDINGS, INC. | Owner | E | yes | 06/2024 | Jul 23, 2024 | Dec 11, 2024 |
| EARNED WEALTH OPERATING COMPANY, INC. | Owner | E | yes | 06/2024 | Jul 23, 2024 | Dec 11, 2024 |
| OLIVER, BARRY, WILSON | CHIEF COMPLIANCE OFFICER | B | yes | 02/2004 | Mar 24, 2012 | Dec 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NOHO FINANCIAL, INC | n/a | Former SEC adviser | $107M | N | yes | n/a |
| PENSIONONE ADVISORS, INC. | n/a | n/a | n/a | Y | yes | n/a |
| TD ADVISORS LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $3.1B | $3.1B | 35 | 33 | 24 | n/a | n/a |
| 2024 | Mar 28, 2025 | $1.9B | $1.9B | 24 | 20 | 9 | n/a | n/a |
| 2023 | Mar 15, 2024 | $1.4B | $1.4B | 13 | 10 | 0 | n/a | n/a |
| 2022 | Feb 22, 2023 | $1.3B | $1.3B | 13 | 10 | 0 | n/a | n/a |
| 2021 | Mar 2, 2022 | $1.3B | $1.3B | 13 | 11 | 0 | n/a | n/a |
| 2020 | Mar 10, 2021 | $1.1B | $1.1B | 16 | 12 | 0 | n/a | n/a |
| 2019 | Feb 26, 2020 | $1.1B | $1.1B | 17 | 13 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $966M | $966M | 14 | 9 | 0 | n/a | n/a |
| 2017 | Mar 16, 2018 | $1.3B | $1.3B | 17 | 12 | 0 | n/a | n/a |
| 2016 | Mar 23, 2017 | $1.2B | $1.2B | 17 | 12 | n/a | n/a | n/a |
| 2015 | Mar 14, 2016 | $1.0B | $1.0B | 18 | 12 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $1.1B | $1.1B | 17 | 12 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $1.0B | $1.0B | 18 | 13 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $855M | $855M | 20 | 12 | n/a | n/a | n/a |
| 2011 | Mar 24, 2012 | $777M | $777M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 15 | 1 | 14 | 2.2% | 1 | 0 | 0 | 18 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.1B | $1.9B | 62.0% | $1.3B | 35.4% | 35 | 24 | 24 | 9 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| OJM GROUP, LLC | 5 | Dec 11, 2025 | Dec 8, 2025 | CINCINNATI, OH | Firm absorbed | RIA to RIA | 83.3% |
| EARNED WEALTH | 3 | Jan 4, 2025 | Jan 6, 2025 | SAN JUAN CAPISTRANO, CA | Channel change | RIA to RIA | 16.7% |