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Advisor at ADVISOR RESOURCE COUNCIL
DALLAS, TX | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISOR RESOURCE COUNCIL | Independent wealth | Nov 1, 2023 | n/a | yes | DALLAS, TX|Dallas, TX | Current employment |
| LION STREET ADVISORS, LLC | Former SEC adviser | Oct 29, 2021 | Oct 13, 2023 | no | AUSTIN, TX|Dallas, TX | Previous registration |
| SOUTHERN WEALTH MANAGEMENT LLP | Former SEC adviser | Oct 5, 2018 | Sep 27, 2021 | no | DALLAS, TX | Previous registration |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Apr 26, 2014 | Oct 1, 2018 | no | DALLAS, TX|DALLAS, TX|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LION STREET ADVISORS, LLC | ADVISOR RESOURCE COUNCIL | Oct 13, 2023 | Nov 1, 2023 | 19 | Firm change | Ibd to RIA |
| SOUTHERN WEALTH MANAGEMENT LLP | LION STREET ADVISORS, LLC | Sep 27, 2021 | Oct 29, 2021 | 32 | Firm change | RIA to ibd |
| M HOLDINGS SECURITIES, INC. | SOUTHERN WEALTH MANAGEMENT LLP | Oct 1, 2018 | Oct 5, 2018 | 4 | Firm change | Ibd to RIA |