DFX Intelligence

L••••••• D•••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant35 years in industry

L••••••• D•••••• K•••••••

Advisor at M••••••• R••• P•••••••••

San Diego, CA

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Search this name across graphsid dfx:ria:286822bf-cc5e-3fec-7fe4-0c36b58eb30b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• R••• P•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• R••• P•••••••••	I•••••••••_WEALTH	Jul 24, 2012	n/a	yes	San Diego, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Nov 16, 2006	Sep 15, 2017	no	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	M••••••• R••• P•••••••••	Sep 15, 2017	Jul 24, 2012	-1,879	Firm change after gap	Other
M•• I•••••••• S•••••••• L••	I••••••••• F•••••••• G••••• L••	Feb 24, 2006	Nov 16, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
7717:141422:CA:2017-09-15	Sep 15, 2017	Jul 24, 2012	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (3)

→ M••••••• R••• P•••••••••Registered adviserregistration: current employment
Jul 24, 2012 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Nov 16, 2006 to Sep 15, 2017factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 8, 1997 to Feb 24, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:286822bf-cc5e-3fec-7fe4-0c36b58eb30b
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.