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M••••••• R••• P•••••••••, INC., CRD 141422
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| L••••••• D•••••• K••••••• | Chartered Financial Consultant | San Diego, CA | 14 | 35 | 2 | no |
| B•••••• A•••• S••••••• | n/a | San Diego, CA | 14 | 30 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K•••••••• L•••••••• D•••••• | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | yes | 09/2002 | Apr 5, 2012 | Sep 13, 2024 |
| S•••••••• B••••••• A•••• | CHIEF INVESTMENT OFFICER | D | yes | 01/2010 | Apr 5, 2012 | Sep 13, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 16.7% | 0 | 0 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $597M | $400M | 49.3% | $240M | 35.5% | 13 | 10 | 1 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | 2 | Sep 15, 2017 | Jul 25, 2012 | SAN DIEGO, CA | Team lift out | Other | 0.7% |
| no |
| A•••••••• W•••••• F•••••• | Certified Financial Planner | SAN DIEGO, CA | 1 | 10 | 2 | no |
| G•••••• M•••••• | n/a | SAN DIEGO, CA | Rockville Centre, NY | 0 | 12 | 1 | no |
| A••••• M• C•••••• | n/a | Rockville Centre, NY | SAN DIEGO, CA | 0 | 16 | 2 | no |
| A•••••• S•••••••• B•••••• | n/a | Rockville Center, NY | SAN DIEGO, CA | 0 | 23 | n/a | no |
| Apr 8, 2026 |
| $597M |
| $571M |
| 13 |
| 4 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $400M | $366M | 10 | 3 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $298M | $275M | 8 | 2 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $240M | $234M | 6 | 2 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $262M | $259M | 5 | 2 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $198M | $193M | 5 | 2 | 0 | n/a | n/a |
| 2019 | Feb 14, 2020 | $151M | $147M | 6 | 2 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $138M | $135M | 6 | 3 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $156M | $151M | 6 | 3 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $123M | $120M | 8 | 5 | n/a | n/a | n/a |
| 2015 | Feb 2, 2016 | $126M | $121M | 7 | 5 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $131M | $124M | 8 | 5 | n/a | n/a | n/a |
| 2011 | Apr 5, 2012 | $33.9M | $33.9M | n/a | n/a | n/a | n/a | n/a |