DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••••••• A••••••• G••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••••••• F•••••••• S••••••• L•• | Independent wealth | Jul 2, 2026 | n/a | yes | Clermont, FL|BIRMINGHAM, AL | Current employment |
| S••••••••• A••••••• G••••• L•• | Independent wealth | Mar 28, 2013 | n/a | yes | CLERMONT, FL | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••• M••••••••• L•• | U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Dec 31, 2018 | Feb 23, 2011 | -2,868 | Firm change after gap | Other |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | S••••••••• A••••••• G••••• L•• | Oct 2, 2014 |
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | Independent wealth | Feb 23, 2011 | Oct 2, 2014 | no | SCOTTSDALE, AZ|CLERMONT, FL|EVERGREEN, CO | Previous registration |
| S••••••••• A•••• M••••••••• L•• | Former SEC adviser | Jul 31, 2008 | Dec 31, 2018 | no | OCOEE, FL|NAPLES, FL | Previous registration |
| Q•• F•••••••• L•• | n/a | Aug 8, 2006 | Feb 11, 2011 | no | OCOEE, FL|OMAHA, NE | Previous registration |
| S••••••••• L••••• C•••••••• L•• | n/a | Jul 8, 2003 | Mar 26, 2014 | no | OCOEE, FL|ALTAMONTE SPRINGS, FL|ORLANDO, FL | Previous registration |
| G• A• R••••• • C•••••• | Bd affiliated wealth | Feb 11, 1994 | Aug 8, 2006 | no | OCOEE, FL|LITITZ, PA|DELAND, FL|PITTSBURGH, PA|NORTH CANTON, OH|SCOTTSDALE, AZ|WINTER GARDEN, FL|ROANOKE, VA|ORLANDO, FL|MARIETTA, GA|CAREFREE, AZ|SACRAMENTO, CA | Previous registration |
| -553 |
| Firm change after gap |
| Other |
| S••••••••• L••••• C•••••••• L•• | Q•• F•••••••• L•• | Mar 26, 2014 | Aug 8, 2006 | -2,787 | Firm change after gap | Other |
| Q•• F•••••••• L•• | S••••••••• A•••• M••••••••• L•• | Feb 11, 2011 | Jul 31, 2008 | -925 | Firm change after gap | Other |
| G• A• R••••• • C•••••• | S••••••••• L••••• C•••••••• L•• | Aug 8, 2006 | Jul 8, 2003 | -1,127 | Firm change after gap | Other |