DFX Intelligence
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Reading the graph
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Advisor at C••••••••• L••
BOULDER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• L•• | Other adviser | Jan 1, 2025 | n/a | yes | BOULDER, CO | Current employment |
| A••••••• C••••••••• G•••• L•• | Former SEC adviser | Aug 14, 2017 | Jan 4, 2019 | no | Denver, CO|ALAMEDA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• C•••••• M••••••••• | S••••••••• I••••••••• M••••••••• L•• | Jul 6, 2020 | Apr 2, 2012 | -3,017 | Firm change after gap | Other |
| A••••••• C••••••••• G•••• L•• | C••••••••• L•• | Jan 4, 2019 | Jan 1, 2025 |
| S••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 2, 2012 | Mar 22, 2013 | no | DENVER, CO | Previous registration |
| S••••••••• C•••••• M••••••••• | Former SEC adviser | Jan 1, 1999 | Jul 6, 2020 | no | LOUISVILLE, CO|BROOMFEILD, CO|DENVER, CO|DENVER, CO | Previous registration |
| 2,189 |
| Firm change after gap |
| Other |
| S••••••••• I••••••••• M••••••••• L•• | A••••••• C••••••••• G•••• L•• | Mar 22, 2013 | Aug 14, 2017 | 1,606 | Firm change after gap | Other |