DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as David M Halseth
At current firm
1 y
since Jan 1, 2025
In the industry
27 y
since Jan 1, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Consilium, LLC other currentsince Jan 1, 2025 · Boulder, Co
- Advisory Consulting Group LLC formerAug 14, 2017 to Jan 4, 2019 · Denver, Co
- Strategies Investment Management, LLC formerApr 2, 2012 to Mar 22, 2013 · Denver, Co
- Strategies Capital Management formerJan 1, 1999 to Jul 6, 2020 · Louisville, Co
Moves
a registration end followed by a registration begin elsewhere
- Strategies Capital Management to Strategies Investment Management, LLCleft Jul 6, 2020, registered Apr 2, 2012 (-3017 days) · Other
- Advisory Consulting Group LLC to Consilium, LLCleft Jan 4, 2019, registered Jan 1, 2025 (2189 days) · Other
- Strategies Investment Management, LLC to Advisory Consulting Group LLCleft Mar 22, 2013, registered Aug 14, 2017 (1606 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address