DFX Intelligence

Data Factory

W•••••• I•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

W•••••• I•••••••

Advisor at A•••••••• C•••••• W••••• M••••••••• L••

Point Pleasant, NJ | RED BANK, NJ | Red Bank, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:287e38e3-415b-a7eb-4fe6-ac6eb7d49408

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 1, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• W••••• M••••••••• L••	Independent wealth	Feb 24, 2026	n/a	yes	Red Bank, NJ\|Point Pleasant, NJ\|RED BANK, NJ	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Feb 29, 2024	Feb 25, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	A•••••••• C•••••• W••••• M••••••••• L••	Feb 25, 2026	Feb 24, 2026	-1	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	M•• I•••••••• S•••••••• L••	Feb 7, 2024

Relationships

Registered with (3)

→ A•••••••• C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 24, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 29, 2024 to Feb 25, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2022 to Feb 7, 2024factForm ADV

Dated events

Occurred
Feb 25, 2026
Advisor changed firm
W•••••• I••••••• left M•• I•••••••• S•••••••• L•• for A•••••••• C•••••• W••••• M••••••••• L•• (registered 2026-02-24)
Form ADVobserved 7 days ago
Occurred
Feb 7, 2024
Advisor changed firm
W•••••• I••••••• left A••••••••• F•••••••• S•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2024-02-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:287e38e3-415b-a7eb-4fe6-ac6eb7d49408
First observed: Nov 1, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.