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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JOSEF RUNES NAJAR

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

NY, NY | New York, NY

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Search this name across graphsid dfx:ria:287ebc2c-e34e-ed49-cccc-0ea928b33d07

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Exams: S66|S65
First exam: Jun 25, 2007
First registration: Jul 17, 2007
Dual registered: yes, broker-dealer
Other names: JOSEF NAJAR|JOSEF R NAJAR|JOSEF NAJAR
IAPD individual key: 3245720

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Oct 31, 2025	n/a	yes	NY, NY	Current employment
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Oct 11, 2024	n/a	yes	New York, NY	Current employment
MORGAN STANLEY	Wirehouse	Nov 13, 2015	Oct 29, 2024	no	New York, NY\|New York, NY	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Dec 7, 2011	Dec 7, 2015	no	NEW YORK, NY	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 21, 2009	Dec 22, 2011	no	NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Jul 17, 2007	Oct 15, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	ROCKEFELLER CAPITAL MANAGEMENT	Oct 29, 2024	Oct 11, 2024	-18	Firm change	Wirehouse to ibd
CREDIT SUISSE SECURITIES (USA) LLC	MORGAN STANLEY	Dec 7, 2015	Nov 13, 2015	-24	Firm change	Other
BARCLAYS CAPITAL INC.	CREDIT SUISSE SECURITIES (USA) LLC	Dec 22, 2011	Dec 7, 2011	-15	Firm change	Other
LEHMAN BROTHERS INC.	BARCLAYS CAPITAL INC.	Oct 15, 2008	Jan 21, 2009	98	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
816:149777:NY:2015-12-07	Dec 7, 2015	Nov 13, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Oct 31, 2025 to presentfactForm ADV
→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 13, 2015 to Oct 29, 2024factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Dec 7, 2011 to Dec 7, 2015factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 21, 2009 to Dec 22, 2011factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Jul 17, 2007 to Oct 15, 2008factForm ADV

Dated events

Occurred
Oct 29, 2024
Advisor changed firm
Josef Runes Najar left Morgan Stanley for Rockefeller Capital Management (registered 2024-10-11)
Form ADVobserved 4 days ago