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Data Factory
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Reading the graph
CRD 298441
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Arestia, Charles | MANAGING DIRECTOR | Na | yes | 03/2024 | Mar 28, 2024 | Mar 28, 2024 |
| BRESNER, GREGG, ALAN | CHIEF INVESTMENT OFFICER | Na | yes | 02/2019 | Feb 8, 2019 | Mar 28, 2024 |
| CION INVESTMENT GROUP, LLC | Member | E | yes | 06/2018 | Feb 8, 2019 | Mar 28, 2024 |
| FRANZ, KEITH, SCOTT | CHIEF FINANCIAL OFFICER | Na | yes | 02/2019 | Feb 8, 2019 | Mar 28, 2024 |
| GATTO LIVING TRUST | Shareholder | C | yes | 02/2024 | Mar 28, 2024 | Mar 28, 2024 |
| GATTO, MARK | Trustee | E | yes | 12/2022 | Feb 8, 2019 | Mar 28, 2024 |
| GATTO, MARK | CO-CEO, DIRECTOR | Na | yes | 02/2019 | Feb 8, 2019 | Mar 28, 2024 |
| MICHAEL REISNER REVOCABLE LIVING TRUST | Shareholder | C | yes | 02/2024 | Mar 28, 2024 | Mar 28, 2024 |
| PINERO, ERIC, ANTHONY | CHIEF LEGAL OFFICER | Na | yes | 11/2021 | Mar 30, 2022 | Mar 28, 2024 |
| REISNER, MICHAEL, ADAM | Trustee | E | yes | 02/2024 | Feb 8, 2019 | Mar 28, 2024 |
| REISNER, MICHAEL, ADAM | CO-CEO, DIRECTOR | Na | yes | 02/2019 | Feb 8, 2019 | Mar 28, 2024 |
| ROMAN, STEPHEN | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2019 | Feb 8, 2019 | Mar 28, 2024 |
| SCHILL, GREGORY, MICHAEL | MANAGING DIRECTOR | Na | yes | 02/2019 | Feb 8, 2019 | Mar 28, 2024 |
| WARRENTON CAPITAL CORP. | MEMBER SERIES B | D | no | 01/2020 | Feb 8, 2019 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CION INVESTMENT MANAGEMENT, LLC | n/a | Asset manager | $1.8B | N | yes | n/a |
| CION INVESTMENT GROUP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| CION SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $0 | $0 | 28 | 12 | 0 | n/a | n/a |
| 2024 | Mar 20, 2025 | $0 | $0 | 28 | 12 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | n/a | n/a | 27 | 11 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | n/a | n/a | 20 | 9 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | n/a | n/a | 21 | 10 | 0 | n/a | n/a |
| 2020 | Mar 24, 2021 | n/a | n/a | 18 | 11 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | n/a | n/a | 20 | 12 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | $0 | n/a | n/a | n/a | 28 | 28 | 0 | 0 |