DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• I••••••••• M••••••••• I•• L••
Latest filing Mar 23, 2026
First filing on the tape Feb 8, 2019 · 9 filings
SEC status approved since Mar 12, 2019
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Mar 23, 2026
Mar 20, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 27, 20200 then
Employees (5.A)28 as of Mar 23, 2026
Mar 27, 202020 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• C•••••• · Managing Directorcontrolsince 03/2024 · owns less than 5%
- B••••••• G••••• A••• · Chief Investment Officercontrolsince 02/2019 · owns less than 5%
- F••••• K••••• S•••• · Chief Financial Officercontrolsince 02/2019 · owns less than 5%
- G••••• M••• · Co-Ceo, Directorcontrolsince 02/2019 · owns less than 5%
- P•••••• E•••• A•••••• · Chief Legal Officercontrolsince 11/2021 · owns less than 5%
- R••••••• M••••••• A••• · Co-Ceo, Directorcontrolsince 02/2019 · owns less than 5%
- R••••• S•••••• · Chief Compliance Officercontrolsince 02/2019 · owns less than 5%
- S•••••• G••••••• M•••••• · Managing Directorcontrolsince 02/2019 · owns less than 5%
- G••••• M••• · Trusteecontrolsince 12/2022 · owns 75% or more of G•••• L••••• T••••
- R••••••• M••••••• A••• · Trusteecontrolsince 02/2024 · owns 75% or more of M•••••• R•••••• R•••••••• L••••• T••••
Entity owners
- C••• I••••••••• G••••• L•• · Memberdirect · owns 75% or more
- G•••• L••••• T•••• · Shareholderindirect · owns 25% to 50% of W•••••••• C•••••• C••••
- M•••••• R•••••• R•••••••• L••••• T•••• · Shareholderindirect · owns 25% to 50% of W•••••••• C•••••• C••••
- W•••••••• C•••••• C•••• · Member Series Bindirect · owns 50% to 75% of C••• I••••••••• G••••• L••
Related persons
Schedule D 7.A
- C••• I••••••••• G••••• L••pooled vehicle sponsory
- C••• I••••••••• M••••••••• L••investment adviserbanknRAUM $1.8B
- C••• S••••••••• L••broker-dealern
Advisers that list C••• I••••••••• M••••••••• I•• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · unset to 0.0Mar 28, 2024 to Mar 20, 2025
- Advisory employees · 11 to 12Mar 28, 2024 to Mar 20, 2025
- Employees · 27 to 28Mar 28, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 20, 2025
- Discretionary RAUM · unset to 0.0Mar 28, 2024 to Mar 20, 2025
- Non-discretionary RAUM · unset to 0.0Mar 28, 2024 to Mar 20, 2025
- RAUM · unset to 0.0Mar 28, 2024 to Mar 20, 2025
- Advisory employees · 9 to 11Mar 28, 2023 to Mar 28, 2024
- Business name · C••• M••••••••• L•• to C••• I••••••••• M••••••••• I•• L••Mar 28, 2023 to Mar 28, 2024
- Employees · 20 to 27Mar 28, 2023 to Mar 28, 2024
- Legal name · C••• M••••••••• L•• to C••• I••••••••• M••••••••• I•• L••Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 10 to 9Nov 7, 2022 to Mar 28, 2023
- Employees · 21 to 20Nov 7, 2022 to Mar 28, 2023
- Related bank · false to trueNov 7, 2022 to Mar 28, 2023
- Advisory employees · 11 to 10Mar 24, 2021 to Mar 30, 2022
- Employees · 18 to 21Mar 24, 2021 to Mar 30, 2022
- Advisory employees · 12 to 11Mar 27, 2020 to Mar 24, 2021
- Employees · 20 to 18Mar 27, 2020 to Mar 24, 2021
- Advisory employees · 10 to 12Feb 8, 2019 to Mar 27, 2020
- Employees · 17 to 20Feb 8, 2019 to Mar 27, 2020
Signals
3 dated events
- C•••••• A•••••• (Managing Director) appeared on Schedule A of C••• I••••••••• M••••••••• I•• L••Mar 28, 2024 · Control person joined · fact
- Anthony Eric Pinero (Chief Legal Officer) appeared on Schedule A of C••• I••••••••• M••••••••• I•• L••Mar 30, 2022 · Control person joined · fact
- C••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 8, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-418-4700reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026