DFX Intelligence

O••••• I••••••••• M••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

O••••• I••••••••• M••••••• L••

CRD 305022

LONDON

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Search this name across graphsid dfx:ria:28921902-0a2f-503b-e14d-3090d85e511b

Data as of Jun 9, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2020 to Jun 9, 2022
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••••• P••••• D•••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	07/2019	Jan 2, 2020	Jun 9, 2022
Z••••• P••••••	MANAGING MEMBER & EXECUTIVE	B	yes	05/2022	May 31, 2022	Jun 9, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O••••• I••••••••• B•••••• I•••	n/a	Former SEC adviser	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Oct 25, 2021	$0	$0	1	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$0	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Affiliated with (1)

→ O••••• I••••••••• B•••••• I•••Registered adviserother investment adviser, control
factForm ADV

Controls (2)

← K••••••••• P••••• D•••••OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 2, 2020 to presentfactForm ADV
← Z••••• P••••••OwnerMANAGING MEMBER & EXECUTIVE, ownership code B, individual
May 31, 2022 to presentfactForm ADV

Dated events

Occurred
May 31, 2022
Control person joined
Patrick Zadok (Managing Member & Executive) appeared on Schedule A of O••••• I••••••••• M••••••• L••
Form ADVobserved 7 days ago
Occurred
Jan 2, 2020
First Form ADV filing
O••••• I••••••••• M••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28921902-0a2f-503b-e14d-3090d85e511b
First observed: Jan 2, 2020
Last observed: Jun 9, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.