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O••••• I••••••••• B•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

O••••• I••••••••• B•••••• I•••

CRD 309977

LONDON, LONDON BOROUGH

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Search this name across graphsid dfx:ria:dcb7562d-9211-4774-b4e6-1c7de84643ef

Data as of Sep 8, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2021 to Sep 8, 2021
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-122465
CRD: 309977

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• R•••••••• M•	Shareholder	C	yes	09/2021	Sep 8, 2021	Sep 8, 2021
K••••••••• P••••• D•••••	Shareholder	C	yes	09/2021	Sep 8, 2021

Relationships

Affiliated with (1)

← O••••• INVESTMENT MANAGERS LLCRegistered adviserother investment adviser, control
factForm ADV

Controls (3)

← K••••••••• P••••• D•••••OwnerSHAREHOLDER, ownership code C, individual
Sep 8, 2021 to presentfactForm ADV
← P••••••• S••••••• W••••OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Sep 8, 2021 to presentfactForm ADV
← A•••••• R•••••••• M•OwnerSHAREHOLDER, ownership code C, individual

Dated events

Occurred
Sep 8, 2021
First Form ADV filing
O••••• I••••••••• B•••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcb7562d-9211-4774-b4e6-1c7de84643ef
First observed: Sep 8, 2021
Last observed: Sep 8, 2021 61 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.