DFX Intelligence

M•••••• B•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M•••••• B•••• W•••••••

Advisor at O•••• W•••••• I•••

HENRICO, VA

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Search this name across graphsid dfx:ria:289d417b-b999-5b1d-9071-6e070d70297e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 17, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	HENRICO, VA	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Aug 25, 2017	Jun 14, 2024	no	Glen Allen, VA\|HENRICO, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
N••• F•••••••• G••••• I•••	S••••••••• A•••••• A•••••••• I•••	Sep 1, 2017	Aug 25, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
46214:110518:VA:2017-09-01	Sep 1, 2017	Aug 25, 2017	GLEN ALLEN, VA	Firm change

Relationships

Registered with (8)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2017 to Jun 14, 2024factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 3, 2012 to Sep 1, 2017factForm ADV
→ S••••• A••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:289d417b-b999-5b1d-9071-6e070d70297e
First observed: Jun 26, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.