DFX Intelligence

K•••• M••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

K•••• M••• F••••••

Advisor at L••••• F•••••••• G••••• L••

Bella Collina, FL | SAINT LOUIS, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 18, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• G••••• L••	Bd affiliated wealth	Oct 6, 2023	n/a	yes	Bella Collina, FL\|SAINT LOUIS, MO	Current employment
L••• S••••• A•••••••• L••	Former SEC adviser	Mar 17, 2022	Sep 29, 2023	no	COLORADO SPRINGS, CO\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• S••••• A•••••••• L••	L••••• F•••••••• G••••• L••	Sep 29, 2023	Oct 6, 2023	7	Firm change	Ibd to ibd
I•• W••••• M••••••••• L••	L••• S••••• A•••••••• L••	Mar 18, 2022	Mar 17, 2022

Relationships

Registered with (3)

→ L••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ L••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2022 to Sep 29, 2023factForm ADV
→ I•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 21, 2021 to Mar 18, 2022factForm ADV

Dated events

Occurred
Sep 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 18, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.