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Advisor at LPL FINANCIAL LLC
DELMAR, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2025 | n/a | yes | DELMAR, DE | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Nov 30, 2022 | May 1, 2025 | no | ROCKVILLE, MD|Delmar, DE | Previous registration |
| SPIRIT OF AMERICA MANAGEMENT CORP | Asset manager | Apr 10, 2018 | Nov 8, 2022 | no | Larenceville, NJ|SYOSSET, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | LPL FINANCIAL LLC | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| SPIRIT OF AMERICA MANAGEMENT CORP | GROVE POINT ADVISORS, LLC | Nov 8, 2022 | Nov 30, 2022 | 22 | Firm change | Other |