DFX Intelligence

C••• P•••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

C••• P•••••• L•••••••

Advisor at G••••••••• W••••• M•••••••••

AUSTIN, TX

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Search this name across graphsid dfx:ria:28a6415c-b815-3a95-1e31-16144ae589d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••••• W••••• M•••••••••	Independent wealth	Jul 17, 2020	n/a	yes	AUSTIN, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 1, 1999	Jul 27, 2020	no	AUSTIN, TX\|AUSTIN, TX\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	G••••••••• W••••• M•••••••••	Jul 27, 2020	Jul 17, 2020	-10	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:309756:TX:2020-07-17	Jul 27, 2020	Jul 17, 2020	AUSTIN, TX	Firm change

Relationships

Registered with (2)

→ G••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 17, 2020 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 1, 1999 to Jul 27, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28a6415c-b815-3a95-1e31-16144ae589d1
First observed: Dec 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.