DFX Intelligence

J•••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J•••••• W••••• M••••••••• L••

CRD 305552

MANHATTAN BEACH, CA

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Search this name across graphsid dfx:ria:28ae7419-1fb0-3593-26f0-c5fee1c5c30a

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Aug 25, 2019 to Aug 27, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $763M••• Locked
Discretionary RAUM: $763M
Private client RAUM: $736Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $127Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• R•••••••• J••••••	n/a	MANHATTAN BEACH, CA	6	40	4	no
C•••• H• M••••	n/a	MANHATTAN BEACH, CA	6	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• M•••••••• L••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2023	Sep 12, 2023	Nov 6, 2024
J••••••• M••••••• R••••••••	MANAGING MEMBER	E	yes	08/2019	Aug 25, 2019	Nov 6, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$763M	$703M	8.6%	$571M	10.1%	7	7	1	1

Relationships

Registered with (6)

← M•••••• H••••• J••••••Advisorregistration: previous registration
Oct 29, 2023 to May 14, 2025factForm ADV
← M•••••• S•••• P•••••Advisorregistration: current employment
Sep 8, 2024 to presentfactForm ADV
← R•••••• J• M•••••Advisorregistration: current employment
Aug 12, 2022 to presentfactForm ADV
← R••••• E• J••••••

Dated events

Occurred
May 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 18, 2022
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28ae7419-1fb0-3593-26f0-c5fee1c5c30a
First observed: Aug 25, 2019
Last observed: Aug 27, 2026 27 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.