DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••••• W••••• M••••••••• L••
Latest filing Aug 27, 2026
First filing on the tape Aug 25, 2019 · 26 filings
SEC status approved since Sep 24, 2019
RAUM
$763M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$736M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$763M as of Aug 27, 2026
Jan 16, 2020$366M then
HNW client RAUM$667M as of Aug 27, 2026
Jan 16, 2020$366M then
State-registered IARs (5.B.3)6 as of Aug 27, 2026
Jan 16, 20202 then
Employees (5.A)7 as of Aug 27, 2026
Jan 16, 20203 then
Private funds: no history
RAUM +8.6% over the last fiscal year+10% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 163derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $767,844derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $763MreportedItem 5.I
- Custody
- $513M, 568 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$667M87%
- Individuals$68.9M9.0%
- Corporations and businesses$24.5M3.2%
- Pension and profit-sharing plans$2.7M0.4%
- Charitable organizations$224,4630.0%
- Individual clients
- 427reported
- HNW clients
- 548reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 994reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $513M for 568 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• H• M•••• | Manhattan Beach, Ca | Oct 22, 2019 | 15 y | 3 |
| M•••••• R•••••••• J•••••• | Manhattan Beach, Ca | Oct 22, 2019 | 40 y | 4 |
| R••••• E• J•••••• | Manhattan Beach, Ca | Jan 25, 2021 | 20 y | 1 |
| R•••••• J• M••••• | Manhattan Beach, Ca | Aug 12, 2022 | 40 y | 2 |
| M•••••• S•••• P••••• | Manhattan Beach, Ca | Sep 8, 2024 | 12 y | 0 |
| M•••••• H••••• J•••••• | Manhattan Beach, Ca | Jan 14, 2026 | 13 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• H••••• J•••••• to M••••••May 14, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- M•••••• H••••• J•••••• from M••••••Jan 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- R•••••• J• M••••• from M•• W••••• M••••••••• I•••Aug 12, 2022 · RIA to RIA
- R••••• E• J•••••• from C•••••••• G••••• M•••••• I•••Jan 25, 2021 · Other
- C•••• H• M•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 22, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• R•••••••• J•••••• from T•• I••••••••• A•••• M••••••••• L••Oct 22, 2019 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••••• M•••••••• L•• · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- J••••••• M••••••• R•••••••• · Managing Membercontrolsince 08/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manhattan Beach, Ca · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Related adviser · false to trueJul 29, 2026 to Aug 27, 2026
- Accounts · 938 to 994Sep 25, 2025 to Mar 24, 2026
- HNW clients · 503 to 548Sep 25, 2025 to Mar 24, 2026
- Individual clients · 416 to 427Sep 25, 2025 to Mar 24, 2026
- Assets in custody · unset to 513192877.0Sep 25, 2025 to Mar 24, 2026
- Custody of client assets · false to trueSep 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $703M to $763MSep 25, 2025 to Mar 24, 2026
- HNW RAUM · $605M to $667MSep 25, 2025 to Mar 24, 2026
- Individual RAUM · $68.1M to $68.9MSep 25, 2025 to Mar 24, 2026
- Pension RAUM · $2.1M to $2.7MSep 25, 2025 to Mar 24, 2026
- RAUM · $703M to $763MSep 25, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Mar 18, 2025 to Sep 25, 2025
- Accounts · 870 to 938Nov 6, 2024 to Mar 18, 2025
- Advisory employees · 5 to 6Nov 6, 2024 to Mar 18, 2025
- Corporate clients · 12 to 15Nov 6, 2024 to Mar 18, 2025
- HNW clients · 471 to 503Nov 6, 2024 to Mar 18, 2025
- Individual clients · 383 to 416Nov 6, 2024 to Mar 18, 2025
- Employees · 6 to 7Nov 6, 2024 to Mar 18, 2025
- State-registered IARs · 5 to 6Nov 6, 2024 to Mar 18, 2025
- Discretionary RAUM · $642M to $703MNov 6, 2024 to Mar 18, 2025
- HNW RAUM · $571M to $605MNov 6, 2024 to Mar 18, 2025
- Individual RAUM · $64.6M to $68.1MNov 6, 2024 to Mar 18, 2025
- Pension RAUM · $1.6M to $2.1MNov 6, 2024 to Mar 18, 2025
- RAUM · $642M to $703MNov 6, 2024 to Mar 18, 2025
- Accounts · 888 to 870Nov 1, 2023 to Mar 11, 2024
- Advisory employees · 4 to 5Nov 1, 2023 to Mar 11, 2024
- Corporate clients · 8 to 12Nov 1, 2023 to Mar 11, 2024
- HNW clients · 556 to 471Nov 1, 2023 to Mar 11, 2024
- Individual clients · 322 to 383Nov 1, 2023 to Mar 11, 2024
- Pension plan clients · 1 to 3Nov 1, 2023 to Mar 11, 2024
- Employees · 5 to 6Nov 1, 2023 to Mar 11, 2024
- State-registered IARs · 4 to 5Nov 1, 2023 to Mar 11, 2024
- Discretionary RAUM · $571M to $642MNov 1, 2023 to Mar 11, 2024
- HNW RAUM · $516M to $571MNov 1, 2023 to Mar 11, 2024
- Individual RAUM · $49.7M to $64.6MNov 1, 2023 to Mar 11, 2024
- Pension RAUM · $815,944 to $1.6MNov 1, 2023 to Mar 11, 2024
- RAUM · $571M to $642MNov 1, 2023 to Mar 11, 2024
- Accounts · 835 to 888Nov 1, 2022 to Mar 2, 2023
- Corporate clients · 11 to 8Nov 1, 2022 to Mar 2, 2023
- HNW clients · 553 to 556Nov 1, 2022 to Mar 2, 2023
Signals
5 dated events
- M•••••• H••••• J•••••• left J•••••• W••••• M••••••••• L•• for Mariner (registered 2025-10-24)May 14, 2025 · Advisor changed firm · fact
- Lea Michelle Eldridge (Chief Compliance Officer) appeared on Schedule A of J•••••• W••••• M••••••••• L••Sep 12, 2023 · Control person joined · fact
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of J•••••• W••••• M••••••••• L•• (listed 2023-03-29, absent 2023-09-12)Sep 12, 2023 · Control person left · inference
- J•••••• W••••• M••••••••• L•• reported RAUM $562.1M, up 44% from $390.6M (2021-12-15 to 2022-03-18)Mar 18, 2022 · RAUM change · derived
- J•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- J••••••-WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 424-456-3111reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026