DFX Intelligence

C••••• J••• Q•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

C••••• J••• Q•••••••

Advisor at S••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:28d25cb7-41b3-1a44-ecdc-242108072ae5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••••••••	Independent wealth	Jun 15, 2026	n/a	yes	NORTH LITTLE ROCK, AR\|Jonesboro, AR	Current employment
Q••••••• W••••• M•••••••••	State registered	Dec 14, 2015	n/a	yes	JONESBORO, AR	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• G•••••• A•••• M••••••••• I•••	S••••• M•••••••••	Dec 26, 2019	Jun 15, 2026	2,363	Firm change after gap	RIA to RIA
F•••••••• G•••••• A•••• M••••••••• I•••	Q••••••• W••••• M•••••••••	Apr 1, 2016	Dec 14, 2015

Relationships

Registered with (5)

→ S••••• M•••••••••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ Q••••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 14, 2015 to presentfactForm ADV
→ F•••••••• G•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2018 to Dec 26, 2019factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28d25cb7-41b3-1a44-ecdc-242108072ae5
First observed: Dec 22, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.