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F•••••••• G•••••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••••••• G•••••• A•••• M••••••••• I•••

CRD 144008

AUSTIN, TX

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Search this name across graphsid dfx:ria:73070614-8d8c-3ae0-a740-97bf32da0364

Data as of Dec 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 18
On other graphs: 0
Observed: Jan 24, 2017 to Dec 23, 2025
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $523MItem 5.F on the latest filing (2025-12-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $523M
Private client RAUM: $523MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• R••••• N•••••	n/a	AUSTIN, TX \| LAKEWAY, TX \| Las Vegas, NV	6	23	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• G•••••• C••••••••• I•••	Shareholder	E	yes	06/2017	Dec 7, 2018	Dec 20, 2024
N•••••• W••••••• R•••••	Cio	Na	yes	12/2019	Dec 11, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$523M	$291M	80.1%	$193M	39.5%	5	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I••• H••• A••••••• L••	2	Mar 2, 2022	Feb 28, 2022	GREENVILLE, SC	Team lift out	RIA to RIA	40.0%

Relationships

Registered with (21)

← W•••••• R••••• N•••••Advisorregistration: current employment
Dec 4, 2019 to presentfactForm ADV
← JOHN DAVID POLLOCKAdvisorregistration: previous registration
Jun 5, 2007 to Dec 1, 2023factForm ADV
← MARC DAVID OROURKEAdvisorregistration: previous registration
May 8, 2020 to Jan 4, 2023factForm ADV
← Christopher Scott Wright

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 20, 2024
Regulatory AUM changed
F•••••••• G•••••• A•••• M••••••••• I••• reported RAUM $469.1M, up 61% from $290.6M (2024-05-14 to 2024-12-20)
Form ADVobserved 6 days ago
$179M
Occurred
Dec 1, 2023
Advisor changed firm
John David Pollock left F•••••••• G•••••• A•••• M••••••••• I••• for Forta Financial Group, Inc. (registered 2019-08-22)
Form ADVobserved 6 days ago
Occurred
Nov 29, 2023
Regulatory AUM changed
F•••••••• G•••••• A•••• M••••••••• I••• reported RAUM $290.6M, up 122% from $130.8M (2023-08-21 to 2023-11-29)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73070614-8d8c-3ae0-a740-97bf32da0364
First observed: Jan 24, 2017
Last observed: Dec 23, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.