DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••• A•••••••
Ellicott City, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••• A••••••• | Independent wealth | Oct 30, 2025 | n/a | yes | Ellicott City, MD | Current employment |
| A•••••••• W••••• C••••••••• L•• | Independent wealth | Mar 9, 2020 | Mar 4, 2025 | no | STATE COLLEGE, PA|NEWTOWN, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••••• W••••• C••••••••• L•• | I••••••• A••••••• | Mar 4, 2025 | Oct 30, 2025 | 240 | Firm change | RIA to RIA |
| P••••••• S•••••••• G••••• L•• | A•••••••• W••••• C••••••••• L•• | Sep 10, 2019 | Mar 9, 2020 |
| P••••••• S•••••••• G••••• L•• | Former SEC adviser | May 2, 2011 | Sep 10, 2019 | no | FULTON, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jun 23, 2009 | Oct 13, 2009 | no | ROCKVILLE, MD | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Sep 3, 2008 | Jun 11, 2009 | no | Rockville, MD | Previous registration |
| 181 |
| Firm change |
| RIA to RIA |
| O•••• F•• I••• | P••••••• S•••••••• G••••• L•• | Oct 13, 2009 | May 2, 2011 | 566 | Firm change after gap | Other |
| M•• I•••••••• S•••••••• L•• | O•••• F•• I••• | Jun 11, 2009 | Jun 23, 2009 | 12 | Firm change | Other |